Speeches
A TRIBUTE TO THE HON. SIR ANTHONY MASON, AC KBE
THE MASON COURT & BEYOND CONFERENCE
MELBOURNE 8-10 SEPTEMBER 1995
The Hon. Sir Gerard Brennan, AC KBE
Chief Justice of Australia
8 September 1995
Tradition, at least in the High Court, requires reticence in
comment about the judicial work of one's colleagues. The dignity
of both the individual Justices and the institution is thus
ensured. The reasons for judgment must speak for themselves.
If they command a concurrence from other members of the Court,
the concurrence is on record. If, by reason of principle, or
expression, or the desire of each Justice to work to a conclusion
in his or her own words, a Justice's reasons for judgment command
no concurrence, no extra curial comment is appropriate. The
strength of any judgment and the reputation of its author must
depend on the cogency of the concepts it expresses and the manner
of their expression. As among the members of a small collegiate
Court, the ultimate estimate of a judgment must be left to other
minds than one's judicial colleagues. The estimate will be made,
of course, by the verdict of history. For these reasons, you
must hold me excused from framing my tribute to Sir Anthony
Mason in terms of particular judgments he has written.
Further, I am bound to say that there is no personality cult
in the High Court. The Chief Justice is regarded - in practice,
not only in theory - as primus inter pares. As Sir Owen Dixon
said when he was sworn into the office of Chief Justice
1 :
" The court is a co-operative institution; the position
of the man who presides differs very little from that of any
other judge. Perhaps he receives a little more attention from
the Bar than he deserves because he announces the conclusions
of the court first, but all my judicial experience tells me
that a man's influence on the court does not depend on where
he sits."
To describe the Court during Sir Anthony Mason's Chief Justiceship
as "the Mason Court" is a useful shorthand, but it
is not a term which accurately describes the dynamics of a Court
constituted by Justices of robust independence of mind, willing
and able to give cogent expression to their own views. That
said, I am free to frame my tribute to Sir Anthony in a way
which reflects my experience of him as a judicial colleague.
I would speak of the themes that informed his judgments, his
cast of mind and his relationship with the other members of
his Court.
His public law judgments reveal a vision of Australia as an
independent nation fully equipped to take its place as a member
of the international community 2
. Moreover, he has a passion for free expression which is the
natural concomitant of a lively and informed intellect. His
judgment in Commonwealth v John Fairfax & Sons Ltd
3
contains the memorable and influential observation that "[i]t
is unacceptable in our democratic society that there should
be a restraint on the publication of information relating to
government when the only vice of that information is that it
enables the public to discuss, review and criticize government
action". In Nationwide News
4 , he described freedom
of expression as one of the "fundamental values traditionally
protected by the common law".
He was concerned to diminish the possibility of abuse of
power in what were once the opaque processes of government.
As Solicitor-General for the Commonwealth, he suggested to
Mr Nigel Bowen (the then Attorney-General) the establishment
of the Commonwealth Administrative Review Committee. He became
a member of that Committee which launched what became known
as the Commonwealth administrative law package: the Administrative
Appeals Tribunal Act , the Ombudsman Act , the
Freedom of Information Act and the Administrative
Decisions (Judicial Review) Act . Later, in his judgments,
Sir Anthony charted and expanded the remedies of judicial
review. But he was conscious of the limitations on judicial
power. In the Peko-Wallsend
case 5
he reminded us of the limited role of a court reviewing the
exercise of an administrative discretion. Speaking of that case
in a subsequent speech, he said 6
:
"Judicial review on the merits of administrative decisions
would be difficult to reconcile with the separation of powers."
Especially in his later judgments, Sir Anthony manifested a
concern at the power of the modern State to overreach the individual.
Fastening on the proposition that the power of government is
derived from the people governed, he sought jealously to protect
the governed from any attempts to exceed or to misuse legitimate
power. He concluded his Wilfred Fullagar Memorial Lecture with
a declaration of the courts' responsibility
7 :
"Our evolving concept of the democratic process is moving
beyond an exclusive emphasis on parliamentary supremacy and
majority will. It embraces a notion of responsible government
which respects the fundamental rights and dignity of the individual
and calls for the observance of procedural fairness in matters
affecting the individual. The proper function of the courts
is to protect and safeguard this vision of the democratic process."
In considering the validity of an exercise of power, Sir
Anthony would not suffer words and formulae to hide the substance.
In Cole v Whitfield
, the s 92 criterion of operation formula was cast aside with
these words 8
:
"In truth the history of the doctrine is an indication
of the hazards of seeking certainty of operation of a constitutional
guarantee through the medium of an artificial formula. Either
the formula is consistently applied and subverts the substance
of the guarantee; or an attempt is made to achieve uniformly
satisfactory outcomes and the formula becomes uncertain in its
application."
In the areas of private law, the Mason judgments were marked
by an accurate knowledge of existing authority and a refusal
to be bound by a rule of law when, consistently with the judicial
method, it could be recast to be more useful or more attuned
to contemporary needs. His judgments on waiver and estoppel,
on fiduciary relationships, unjust enrichment, negligence
and company law have illuminated these fields. It is chiefly
in the fields of private law that his avidity for ideas and
his search for assistance from other jurisdictions can be
detected. For the first time, academic writing was encouraged
on cases pending in the High Court. The research capacity
of the Court library was strengthened and, more importantly,
utilised. In
Waltons Stores 9
, for example, within four printed pages you will find references
not only to the usual sources but also to cases in Massachusetts
and Malaysia, New York and New Zealand as well as a number of
academic texts. He was willing to open the door more widely
to criminal cases. He was anxious to achieve, is possible, clear
solutions of principle to be applied by trial judges and to
insist upon conditions conducive to the fairness of criminal
trials 10
.
Perhaps the most significant feature of his writings is not
in the solutions propounded to particular problems but, rather,
in his approach to the roles of precedent and policy. Sir Owen
Dixon's "strict and complete legalism", which had
served the Court well in shielding it from controversy, could
no longer be defended as an adequate explanation of the judicial
method. In a final court of appeal, precedent has to pass through
informed and critical scrutiny before its authority is fully
recognized. Lecturing on "The Use and Abuse of Precedent",
Sir Anthony attacked the transformation of precedent from a
judicial policy to a state of mind
11 and he concluded that
the problem of stare decisis is not a problem to be solved automatically
by the application of precise rules or formulae. He saw stare
decisis as "an exercise in judicial policy which calls
for an assessment of a variety of factors in which judges balance
the need for continuity, consistency and predictability against
the competing need for justice, flexibility and rationality"
12
. If precedent was not automatically to be applied, policy had
an overt role to play. So much was not only accepted but welcomed.
He wrote 13
:
" Because policy oriented interpretation exposes underlying
values for debate it would enhance the open character of the
judicial decision-making process and promote legal reasoning
that is more comprehensible and persuasive to society as a whole.
This development would lead to a better understanding of constitutional
judgments and, no doubt, to a greater capacity and willingness
to criticize them. But criticism is a small price to pay if
the approach is one that contributes ... to a stronger sense
of constitutional awareness on the part of the community and
a more accurate appreciation of the issues arising for decision."
This was a wind of change. To be sure, controversy was inevitable.
Statements of judicial policy would be perceived by some as
though they were statements of political policy. Judicial policy,
informed by precedent and disciplined by analogy, confines the
scope of discretionary judgment. But the risk of confusion between
judicial policy and political policy had to be run in order
to guarantee the integrity of the judicial process and to bring
the influence of contemporary values to bear on modern expositions
of legal principle.
His relationship with other members of the Court fostered
its collegiate spirit. Suggestions for changes in a draft
judgment were freely given or received with full recognition
of the independence and intellectual integrity of other Justices.
It is no wonder that the members of the Court remained on
the most agreeable terms, though we often divided on issues
of the greatest importance. The atmosphere of mutual respect
that was thus engendered was drawn on to the full in the writing
of the judgment of
Cole v Whitfield 14
. This judgment might rightly be considered to stand as testimony
to the multiple judicial qualities of Chief Justice Mason. He
did not write all of it and, although I do not propose to identify
the passages which he did not write, it is easy to identify
the most important parts as flowing from his pen. Of more importance,
perhaps, was the judicial management of the judgment when differences
of expression or even of concept among the Justices were negotiated
to a united conclusion. Precise appreciation of points of difference
and full discussion of implications led to complete satisfaction
with the text.
There is another aspect of his time as Chief Justice which,
if not controversial, was unusual. He spoke in public about
judges and judging. His view has been that, if the Courts were
not to be misunderstood by the public, the Judges have a part
to play in cultivating public understanding. Of course, this
involves a certain risk. Judges cannot easily justify themselves;
nor can they conduct an ongoing controversy. The hustings are
not only unfamiliar to Judges; they do not have time to mount
them. Yet, overall, the innovation was successful, perhaps because
he chose the occasion with discrimination while his personality
was not submerged in stilted phrases. All of this was carried
through with a mischievous twinkle in the eye and a mordant
wit which was never designed to offend.
In a period of change, the Court was fortunate to have a Chief
Justice who was rooted firmly in the history of the law but
who had a vision of the future which allowed for the moulding
of old principles to suit new conditions. I borrow from Harlan
Stone's tribute to Cardozo in saying
15 :
"He saw in the judicial function the opportunity to practice
that creative art by which law is molded to fulfill the needs
of a changing social order."
Freedom is secured by the rule of law and the rule of law is
secured by a competent and independent judiciary. Our nation's
freedom and the rule of law are more firmly fixed by the service
which he gave.
| 1 |
(1952) 85 CLR xii.
|
| 2 |
See Victoria v The Commonwealth and Hayden
("the AAP Case ") (1975) 134 CLR 338
at 497; Davis v The Commonwealth (1988) 166 CLR
79 at 94-95; Koowarta v Bjelke Petersen (1982)
153 CLR 168 at 229; Commonwealth v Tasmania. The Tasmanian
Dam Case (1983) 158 CLR 1 at 124, 127.
|
| 3 |
(1980) 147 CLR 39 at 52.
|
| 4 |
Nationwide News Pty Ltd v Wills (1992) 177
CLR 1 at 31.
|
| 5 |
Minister for Aboriginal Affairs v Peko-Wallsend
Ltd (1986) 162 CLR 24 at 40-41.
|
| 6 |
Blackburn Lecture, "Administrative Review - the
Experience of the First Twelve Years", (1989) 18
Federal Law Review 122 at 126.
|
| 7 |
"Future Directions in Australian Law", (1987)
13 Monash Law Review 149 at 163.
|
| 8 |
(1988) 165 CLR 360 at 402.
|
| 9 |
Waltons Stores (Interstate) Ltd v Maher (1988)
164 CLR 387 at 399-402.
|
| 10 |
Jago v District Court (NSW) (1989) 168 CLR
23; McKinney v The Queen (1991) 171 CLR 468;
Dietrich v The Queen (1992) 177 CLR 292.
|
| 11 |
(1988) 4 Australian Bar Review 93 at 106.
|
| 12 |
(1988) 4 Australian Bar Review 93 at 111.
|
| 13 |
"The Role of a Constitutional Court in a Federation",
(1986) 16 Federal Law Review 1 at 28.
|
| 14 |
(1988) 165 CLR 360.
|
| 15 |
(1939) 52 Harvard Law Review 353 at 354.
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