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Speeches
KEYNOTE ADDRESS BY
THE HON. JUSTICE K.M. HAYNE
AT
THE JUDICIAL CONFERENCE OF AUSTRALIA
MELBOURNE, 13 NOVEMBER 1999
"AUSTRALIAN LAW IN THE TWENTIETH CENTURY"
It was suggested by the organisers that we should begin this
colloquium by looking in the rear view mirror and recollecting
a little of the law's journey since 1900.
Carlyle said that "history after all is the true poetry"1.
But that view can be contrasted with Lord Chesterfield's that
"history is only a confused heap of facts"2or
Henry Ford's even better known view which he gave in evidence
in his libel suit against the Chicago Tribune in July
19193.
It must be understood, then, that I can seek to give no history
of the law in this century. All that I can do is try to bring
to mind some of the more important things that have happened
in the law since this day in 1900.
Begin, if you will, by recalling that a meeting of judges
occurring in this place in November 1900 would have been constituted
by Her Britannic Majesty's judges in and for one or more of
the several colonies and it would have taken place in a world
in which powered flight was but a dream, the automobile a
thing of wonder and in which documents for use in court would
all have been written in a legible and fair hand.
Of the many things that have changed since then, I want to
mention only a few. They are, however, matters that find some
reflection in issues that press upon the law, lawyers and
the legal system today.
Constitutional change
First and foremost is the fundamental constitutional change
that happened in 1901. The "one indissoluble federal commonwealth
under the Crown of the United Kingdom of Great Britain and
Ireland" in which "the people of New South Wales, Victoria,
South Australia, Queensland and Tasmania, humbly relying on
the blessing of Almighty God" agreed to unite, is still less
than a century old.
The course of constitutional development of this country,
since federation, finds reflection in the 195 volumes of the
Commonwealth Law Reports as much as it does in the columns
of the newspapers or Hansard. Some of those developments can
be traced from the Court's recent judgments in Sue v Hill4where
it was held that a person who is a citizen both of Australia
and of Great Britain is a citizen of a "foreign power" as
that expression is used in s 44(i) of the Constitution.
From the point of view of the observer outside this country,
what has happened this century about relations between Australia
and the United Kingdom will take their place in a context
marked by the end of Empire and the transition of the former
colonies to that independence which enables them to take their
place in international dealings. Recently, the nature and
extent of that transition fell for further consideration by
the electors of the country as they considered the Referendum
proposals that were put on 6 November 1999. Of those proposals
and the outcome of the Referendum I will say nothing.
Interestingly, however, the transition of Australia from
colony to independent participant in the affairs of nation
states has become a matter of controversy in one other way.
Some have suggested that the changes in the relationship between
Australia, the United Kingdom and other nation states in the
world, caused an unremedied break in sovereignty in this country
that leads to the conclusion that all legislation passed in
the last 80 years is invalid. Some of these issues were considered
in Joosse v Australian Securities and Investment Commission5.
For present purposes what is of interest is that people are
thinking about that very difficult concept "sovereignty" and
what, exactly, is meant by Australia being an independent
and sovereign nation.
There would, I think, be general agreement that the course
of decisions in the High Court, since it first sat in 1903,
has seen power (or at least politically important power) tend
to move from the States to the Commonwealth. The debate between
"centralists" and "federalists" is one which has often been
conducted through slogans more than reasoning and it is a
very large debate about which I can say nothing today. But
there is no doubt that the governmental arrangements today
are very different from those of 1900 or even 1950.
For Australian lawyers, division of governmental powers between
different levels of government is a well-known (if not always
well-understood) phenomenon. Notions of limitations on the
powers of a parliament and judicial determination of constitutional
validity are now not strange to their eyes. But by contrast
Dicey's precepts of parliamentary sovereignty (albeit imperial
parliament sovereignty) were axiomatic to the 19th century
lawyer schooled in British parliamentary traditions. That
precept of parliamentary sovereignty has proved immensely
influential and durable.
Federal forms of government far from becoming outmoded, may
become increasingly common and important in the years that
lie ahead of us. Australia, and Australian experience, may
therefore have much to offer in this regard. In Europe, what
began as an economic community of six fiercely independent
nation states is now a much larger grouping having many of
the institutions that would be found in a federal union. The
European Parliament, the European Court of Justice, and many
of the other institutions of the European Union resemble institutions
that are found in federated states. And as the European Community
takes on greater significance and influence, whether through
Currency Union or in other ways, the resolution of questions
relating to division of governmental powers between levels
of government will look increasingly familiar to Australian
constitutional lawyers.
Similarly, in the United Kingdom, devolution to Scotland
and Wales will, inevitably, present problems of a kind with
which Australian constitutionalists are familiar but which
will seem strange in the corridors of Westminster and Downing
Street.
Australia, then, may have much to offer other countries as
a result of the experience it has had in federal constitutional
issues during this century.
Negligence
In the field of private law the "imperial march of negligence"
is, perhaps, the most significant single development of the
common law this century. That march is by no means at an end.
No doubt it is possible to identify some particular offspring
of the snail in the ginger-beer bottle as some of the more
interesting participants in that march. Some of those offspring
are not yet fully developed but three deserve special mention.
First, we have seen recovery for psychological harm become
more available. As medical knowledge of psychology and psychiatry
improves, will this affect the way in which the law develops?
In particular, it seems now to be accepted that psychological
harm can build up over time. How does the law cope with that?
Take, as an example, the kind of case of which I was told
recently, where a country policeman sued the police department
for failing to provide him with proper counselling to enable
him to deal with repeated exposure to the stress of incidents
involving death of or injury to people whom he knew. The plaintiff
pointed to no single incident as causing the injury; the complaint
was about failing to prevent the cumulative effect of events.
Is this to be compensable? The particular action was settled
before verdict but claims of this kind may become more common.
A second of the offspring of the snail may not be fully developed
but it is already a very big and demanding child. I speak
of claims for economic loss arising from negligent misstatement.
Hedley Byrne & Co Ltd v Heller & Partners Ltd6and
Mutual Life & Citizens' Assurance Co Ltd v Evatt7mark
the watershed in the area.
Thirdly, there are other kinds of claim for economic loss.
Quite obviously we have not heard the last word on claims
for economic loss that do not follow from negligent misstatement.
What is to happen there? Will the fears of Cardozo CJ in the
well-known passage from Ultramares Corporation v Touche8of
indeterminate liability be realised?
In the 1980s, Professor Fleming was asking whether tort had
a future. He raised the question because no fault schemes
were being adopted in many jurisdictions and if that happened,
what would be left for negligence? Now the threat to negligence
may be said to come from a different source - from the statutory
cause of action for misleading and deceptive conduct. It may
be that misleading and deceptive conduct will bring about
the demise of at least some of the hitherto lively offspring
of the snail but I doubt that the epitaph for negligence should
be written yet.
Unconscionability
What Gleeson CJ referred to some years ago as the Holy Grail
of individualised justice has seen life instilled in equitable
doctrines. It has also seen the development of the commonly
held belief that "unconscionability" is a sufficient statement
of reasoning to warrant a conclusion. "Unconscionability"
was said by Gleeson CJ to have "an alarming capacity to provoke
judicial disagreement as to its application to the facts of
even fairly straightforward cases"9.
It may be that this very uncertainty will come to be seen
as making the attempt to analyse cases by reference to it
so difficult or unsatisfactory as to warrant discarding reliance
upon it. But whether or not that happens, one feature of the
emergence of unconscionability as some overarching concept
should be identified.
The uninformed observer might think that reference to and
reliance upon "unconscionability" as a criterion for decision
requires no more than the application of the individual judge's
intuitive response to the particular facts and circumstances
without resort to any more precise or refined guiding principle.
Something of the same approach is reflected in statements
that a decision is a "discretionary" decision as if that were
a complete and sufficient description of all that needs to
be known about the process of making the decision.
Especially is that so in adjectival law like evidence. Sometimes,
provisions of the Evidence Act 1995 of the Commonwealth
and of New South Wales, seem to be treated as if the discretions
that are given to judges under those Acts are to be exercised
with no signposts, let alone any principles, to guide the
judges. On analysis, it can be seen that there are guiding
principles but all too often they have not been sufficiently
identified before a decision is made.
I mention these two examples of unconscionability and judicial
discretion because unless we are to treat judges as philosopher
kings, our search must always be for the principles that guide
the making of decisions. Resort to a slogan, no matter whether
that slogan is, that "the party's conduct was unconscionable",
or that there is a discretion which is "to be exercised judicially"
seldom, if ever, identifies the relevant principles which
should inform the judge's decision. And a failure to identify
principle will inevitably lead to inconsistency of results.
The information revolution
The information revolution is upon us. How much longer the
revolution will go on and where it will take us, we do not
know. Perhaps that will be affected by the litigation between
the United States and Microsoft Corporation that has received
so much recent publicity. For the moment at least, as the
amount of information available increases exponentially, the
degree of discrimination being applied to that information
diminishes in direct proportion. Nowhere is that to be seen
more obviously than in the large "document heavy trial" in
which the parties reduce every last document available to
them to a database and image bank and then, in the course
of trial, attempt to discriminate (unsuccessfully) between
what is relevant and what is not, and between what is forensically
important and what is not. No longer does a solicitor send
to counsel those few documents upon which his or her opinion
is sought. Lever arch file upon lever arch file of photocopied
documents is dumped on counsel's desk for counsel to winnow
as he or she is best able. As transcript analysis techniques
improve, and counsel and solicitors become better able to
manipulate databases, cross-examination is extended by taking
the witness to every possible statement that arguably is inconsistent
with what the witness says in court. Whether through fear
of suit for negligence or other reasons, every point, good
or bad, is taken in a case "in the hope that out of 10 bad
points the judge will be capable of fashioning a winner"10.
While saying something about the information revolution,
it is as well to make some reference to the technology that
has made it possible. The silicon chip has changed the way
in which law is practised. But the silicon chip and related
technologies have acquired their own field of legislation
and legal learning. As to the former, reference need be made
only to the provisions of Commonwealth law that deal with
circuit layouts and with copyright in computer programs.
As to the latter subject, the High Court has now had to consider
questions of law affecting the computer industry several times.
Other courts encounter such problems no less often. Those
cases give an interesting insight into the pace of change.
One of the earliest Australian cases dealing with computers
took place in the District Court of Western Australia in 1980.
It concerned the purchase, in 1976, for a price of $12,085,
of a Burroughs L6316 minicomputer, equipped with one magnetic
tape cassette station. For that price, the plaintiff obtained
a machine which the judge described as "capable of performing
basic bookkeeping functions" with the aid of a number of "standard
package programs in the form of punched yellow tapes". The
litigation took a form that has become all too well known.
The plaintiff's central complaint was that the machine would
not do what he thought it should and what he alleged he had
been told it would11.
What would $12,000 buy now, even if you took no account of
23 years of inflation? What would the machine be capable of
doing? How quickly would it do it?
The volume of law
While we may blame computers for many things, we cannot blame
them for one other very important change that has happened
in the last 25 years of this century. The volume and complexity
of legislation passed by legislatures in this country (and,
for that matter, in other comparable countries) and the volume
and complexity of common law developed in this country has
increased markedly. Fifteen years ago at the centenary dinner
of the Victorian Bar I suggested that the Ten Commandments
are only 295 words long and cover the whole field of life.
In the Crimes Act of this State alone the legislators
then took more than 90,000 words to cover only part of the
field. (The rest used to be in the Matrimonial Causes Act
.)
No longer can one say to a jury "the accused took the horse,
surely you do not need to leave the jury box to do your duty?".
First, one must give the jury a Domican warning, a
Fauré warning, and take three days to recite
an imperfect history of the week of evidence and argument
that has preceded it. Whether these developments are good
or bad is for you and for others to consider. What is important
is that the law has become much more complicated.
And the pace of legislative change, which has seen the size
of the annual volume of Acts of the Parliament of the Commonwealth
increase from 488 pages in 1901 to 7521 pages in 1997, will
not diminish. Indeed it may be thought that if the privatisation
of activities previously conducted by government continues,
more and more legislation will be seen to be necessary to
regulate such bodies.
I have said nothing about the changes that have happened
to the way in which the legal profession is organised or the
way in which it works. Those subjects are too large to deal
with this morning. You may, however, have been interested
to see the announcement earlier this week that a new trans-Atlantic
firm of ShawnCoulson had participated in what it called "a
formal brand development process" and has "adopted the positioning
line, 'World Wise', to describe its brand of providing legal
services" and to serve as the "operating credo for ShawnCoulson
and to the marketplace". As the commentator in The Times
asked, "Does the depersonalisation of legal services signify
that law is now just a commodity available by the yard?"
Challenges
All of these changes I have mentioned have taken place against
the background of profound social change. No matter what aspect
of society is considered, the period between 1900 and 1999
has seen turmoil, upheaval, evolution, revolution and always
change upon change. Often enough the law and, in particular,
the judges have had to deal with the effects of these changes.
Twenty years ago, the then Chief Judge of the United States
Court of Appeals for the Second Circuit, Judge Irving R Kaufman,
wrote12:
"If there is any lesson to be drawn from the political turmoil
of recent years, it is the indispensable need for a judiciary
able to serve, in the words of Edmund Burke, as a 'safe asylum'
during times of crisis13
. Federal judges have been increasingly entrusted with basic
and vital questions regarding the structure of our society
and its allocation of wealth and power, ranging from the admissions
policy of a California medical school14
and the landing rights of the Concorde15
, to governmental funding for abortions16
and possession of subpoenaed White House tape recordings17
."
All these issues can find echoes in Australian judicial decisions.
But so too can be found echoes of Chief Judge Kaufman's observation
of what followed in the United States:
"No institution, of course - and least of all one composed
of unelected officials who serve for life - can hope to resolve
issues of such significance without frequently incurring the
wrath of many members of the society. Displeasure with the
outcome or trend of decisions provokes cries for replacing
objectionable judges with others less irritating and more
pliable. It is hardly surprising that the increased prominence
of our courts in nearly every aspect of human endeavour coincides
with a period of renewed agitation to place constraints on
federal judges."18
These then are the challenges that lie before us all. Like anything
in the law there is no single instant solution to any of them.
Inevitably there are competing tensions which must be resolved.
In one respect, however, some things will not change. At the
end of a trial, at the end of an appeal, the judge will be compelled
to reduce a complex slice of human experience with all its subtlety,
to what is, in essence, a one line answer: "A wins; B loses."
| 1 |
Carlyle Essays: Boswell's Life of Johnson.
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| 2 |
Lord Chesterfield, Letters, 5 February 1750.
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| 3 |
"History is Bunk".
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| 4 |
(1999) 73 ALJR 1016; 163 ALR 648.
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| 5 |
(1998) 73 ALJR 232; 159 ALR 260.
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| 6 |
[1964] AC 465.
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| 7 |
(1968) 122 CLR 556 and (1968) 122 CLR 628.
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| 8 |
174 NE 441 at 444 (1931).
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| 9 |
Gleeson, "Individualised Justice - The Holy Grail",
(1995) 69 Australian Law Journal 421 at 426.
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| 10 |
Ashmore v Corporation of Lloyd's [1992] 1 WLR
446 at 453 per Lord Templeman; [1992] 2 All ER 486 at
493.
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| 11 |
Tuckey v Burroughs Ltd (1980) 1 SR (WA) 201.
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| 12 |
Kaufman, "Chilling Judicial Independence", (1979)
88 Yale Law Journal 681 at 681.
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| 13 |
Burke, Reflections on the Revolution in France
, ed by T Mahoney (1955) at 242.
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| 14 |
Regents of University of California v Bakke 98
S Ct 2733 (1978).
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| 15 |
British Airways Board v Port Authority 564
F 2d 1002 (2d Cir 1977),
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| 16 |
Beal v Doe 432 US 438 (1977).
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| 17 |
United States v Nixon 418 US 683 (1974).
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| 18 |
Kaufman, "Chilling Judicial Independence", (1979)
88 Yale Law Journal 681 at 681.
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