THE UNIVERSITY OF NEWCASTLE
UNIVERSITY CONSERVATORIUM HALL
NEWCASTLE, THURSDAY 20 MARCH 1997
THE FIFTH SIR NINIAN STEPHEN LECTURE
THE CONSTITUTIONAL CENTENARY & THE COUNTING OF
BLESSINGS
The Hon Justice Michael Kirby AC CMG
1
Has any Australian lawyer EVER had a more glittering
public career than Sir Ninian Stephen? There are few offices
or honours that have eluded him. Knight of the Garter.
Knight of the Order of Australia. Knight Grand Cross of
the Order of St Michael and St George. Knight Grand Cross
of the Royal Victorian Order. Knight Commander of the
Order of the British Empire. One-time Governor-General
of Australia. Member of the Privy Council. Justice of
the High Court of Australia. Justice of the Supreme Court
of Victoria. Australian Ambassador for the Environment.
And still at work for his country and the wider world:
President of the Constitutional Centenary Foundation at
home; Senior Judge of the International Criminal Tribunal
for the Former Yugoslavia abroad.
Despite all these honours, Sir Ninian remains a basically
modest and exquisitely polite human being: sensitive to
his fellows, warm in praise and encouragement, devoid
of pomposity, meanness or small mindedness. An exemplar
of duty - loved by his family and a wide circle of friends.
Mind you, during his service at Government House, Canberra,
his new guests were sometimes astonished to feel a warm,
unexpected, moist and muzzling presence under the table
- the Stephen family dog who lay in wait there for the
unsuspecting novice. My slightly adverse greeting to this
astonishing presence, when first encountered, was remarked
upon when Sir Ninian, as Governor-General, inaugurated
me, with many dubious expressions of doubt, into the office
of Patron of the RSPCA Australia. I think he saw me as
the Scrooge of the animal kingdom instead of its protector.
Save for this minor social infraction I can think of not
a single criticism of this distinguished fellow citizen
after whom this lecture series is named. I am honoured
to be invited to deliver the fourth lecture in succession
to my friends and colleagues, Justice McHugh, Chief Justice
Gleeson and Justice O'Connor. I am specially glad to return
to the University of Newcastle on whose Council I served
twenty years ago and which has garlanded me with the honorary
degree of Doctor of Letters which I am so proud to have.
I am also proud to be associated with its Law School,
so long in gestation; and with the Newcastle Law Review
which is carving for itself an enviable reputation.
I have taken as my theme the Blessings of the Australian
Constitution. I have done this in tribute to the work
that Sir Ninian and his colleagues have performed, and
are performing, in the Constitutional Centenary Foundation
- striving to lift our national reflection from the simplistic
single issues that tend to delight the media and those
who quest for simple themes as if in fear that the people
of Australia are capable of nothing else.
Every day of my working life - as Sir Ninian Stephen
did earlier - I now live with the text and spirit of the
Australian Constitution. It is right that, as a free people,
we should be considering the Constitution's faults and
weaknesses - and the ways in which we can improve it and
renew it for the coming century. But it is also proper
that we should consider its strengths as one of the six
oldest written Constitutions still governing a nation
and a people in a world of remarkable changes: so different
from the world which saw its birth in 1901. My call is
not one to complacency or self-satisfaction - emotions
alien to my nature. It is a call to honesty and balance
and proportion - three characteristics which Sir Ninian
Stephen has deployed throughout his long life of service
to the people of Australia. They are characteristics we
should all strive to emulate.
THE SUGGESTED CONSTITUTIONAL DEFECTS
Let me start first with a few suggested defects - just
to position what follows in context and to demonstrate
that these are not words of pious self-satisfaction and
complacency.
It would be unsurprising if there were not a catalogue
of faults in the Australian Constitution. Just compare
the different age in which it conceived and the world
of today. The year 1901 was one in which the British Empire
was reaching its apogee. The penal settlements in Australia
had changed themselves into settler societies. Men of
affairs controlled the colonial governments of Australia.
For the most part, women's suffrage was still a distant
dream. It was a time of White Australia, in which most
of the immigrant settlers who came to this land derived
from the United Kingdom of Great Britain and Ireland.
The Aboriginal and other indigenous peoples of the continent
were generally regarded as uncivilised nomads. Their land
was taken without compensation. Their culture was ignored
or belittled. If they were not killed, they were all too
often marginalised or promised complete assimilation.
The fear of hordes invading from the north was ever-present
in the colonial mind. Imperial preference in peace and
the Royal Navy in war were the foundations of Australia's
national security.
Yet, in an astonishingly short time these settler societies
had won for themselves self-government. They had busy,
elected parliaments earnestly debating the statutes and
issues of the day. Independent courts had been established
and they reflected the legal traditions of "home".
They had introduced innovations in industrial relations
and in other legal spheres and had developed economic
activity which had already gained for the settlers one
of the highest standard of living in the world.
Contrast that world with the world we live in, a century
later. The composition of Australia's population is radically
changed and rapiy changing. "White Australia"
has been officially abandoned. An attempt, often faltering,
to achieve a new accommodation with the indigenous people
of Australia and a correction of past injustices is reflected
in the law
2 and in the policies of successive governments.
The British Empire has completely faded away. Symbolically,
its last substantial vestige, Hong Kong, is to be surrendered
in little more than three months time. Imperial preference
in trade has been replaced by strong trading links with
the countries of the region and a commitment to global
liberalisation of trading restrictions. A great network
of international and regional institutions has sprung
up to respond to the many problems which defy national
solution and to the opportunities which demand global
cooperation. Nuclear fission and information technology
have revolutionised war. Our species has walked on the
moon and now explores the outer reaches of space. Computers
are linked across the world, integrating millions of minds
and defying national borders. Genomic research promises
even the possibility of a redefinition of the human species.
Cloning of human beings is serious debated.
We should not, therefore, be surprised that many of our
fellow citizens point to defects and call for change in
the Constitution. Ten areas, in particular, may be singled
out as the subjects of the most persistent and oft-repeated
criticisms needing constitutional re-consideration:
1. Aboriginals: A number
of commentators assert that the Constitution should be
amended to reflect the special place in our nation of
its indigenous peoples. As originally enacted, the Constitution
even omitted people of the Aboriginal race from the powers
of the Federal Parliament to make special laws with respect
to the people of any race
3 . That exclusion was repealed with the passage
of the Constitution Alteration (Aboriginals) 1967
4 . However there is still no recital about
the special position, in Australia, of the Aboriginal
and Torres Strait Islander people who are descendants
of the people who inhabited this land before the settlers
arrived. Some advocates propose the inclusion of recitals
which acknowledge the special position of the indigenous
peoples. Others call for a constitutional "Treaty
of Reconciliation". Still others suggest the need
for substantive provisions affording larger rights and
constitutional compensation for past wrongs. These are
controversial questions. They continue to trouble many
Australians. They deserve consideration.
2. The Crown: The suggestion that all references
to the Crown should be removed from the Constitution and
that Australia should adopt a republican form of government
is not entirely new. Indeed, there were advocates (a small
minority) who urged that approach upon the Conventions
which drafted the Constitution in the 1890s. There have
always been a number of Australians who favoured the severance
of links with the Crown of the United Kingdom. Only in
the past decade or so have they commanded much popular
support. Some of the recent advocacy for an Australian
republic seems curiously outdated: at least when expressed
in the form of appeals to nationalism. It appears more
in keeping with the 19th than the 21st century. But other,
more rational, voices suggest that a change in this feature
of the Constitution is but a natural next step in an historical
evolution which has been going on since 1901. For them,
the process began with the surrender of all legislative
and executive powers belonging to the United Kingdom in
respect of Australia. These are finally terminated by
the Australia Acts of 1986. It progressed through
the gradual termination of judicial powers with the end
of Privy Council appeals from the High Court and Federal
courts
5 and, finally, State courts
6 . Now the only avenue of appeal to the Queen
in Council is that vestigial remnant in s 74 of the Constitution
which is contingent on a certificate from the High Court,
which the Court has said it will never again give
7 . These constitutional developments, allied
with the evolution of the Crown's new role in the Commonwealth
of Nations and the changing composition and full independence
of the Australian nation and people, lead the more thoughtful
advocates of a republic to call for the final termination
of the last formal link with Australia's colonial past,
in the person of the Sovereign as Queen of Australia.
Obviously, this is a subject for serious debate. But the
apparent appeal of the simple proposition often founders
on the disagreements about the alternative arrangements
to be put in its place. The present system is so untroublesome.
The established reluctance of Australians to alter their
Constitution by referendum is ever present as a discouragement
8 . Perhaps we will all be wiser after the Convention
which the Federal Government has promised to convene later
in 1997.
The Crown is mentioned repeatey in our Constitution.
The form and structure of the document, as well as the
history of its operation, are profouny monarchical. This
would not change by the mere erasure of references to
"the Queen". It would then simply be a constitution
providing for a constitutional monarchy without a monarch.
Indeed, there is a tension in the Constitution, for a
federation is generally republican in character. Once
the Crown is divided in many parts and the people are
included with the Crown in Parliament for the referendum
procedure under s 128 of the Constitution, the ultimate
foundation of the legitimacy of the Australian constitutional
settlement may appear to be the people of Australia. It
is they who approved the Constitution and whose concurrence
is exceptionally required for any formal alteration
9 . Yet so powerful in the mind of the Australian
people at the time the Constitution was established was
the idea of monarchy, with its centralising forces coming
together in a personal Sovereign, that the early federal
notions, evinced in the original decisions of the High
Court, soon gave way. The tendency to centralisation of
power - a general feature of monarchy - continued to gather
apace, at the cost of the federal elements. And centralisation
of power is still a dominant characteristic of the Australian
Constitution. It is thus monarchical and not federal or
republican in its essential features. These features could
not be changed with a few verbal erasures to the constitutional
text.
3. Parliament: There may be less respect
today for the institution of Parliament than existed at
the time of Federation. In part, this would be because
of disillusionment with the public performances of some
Parliamentarians. But, in part, it is also a reflection
of the loss of power from Parliament to the bureaucracy,
to the judiciary and, particularly, to the Executive Government.
Whilst the formal system of government in every Australian
jurisdiction remains parliamentary, the realities have
everywhere enhanced the power of the cabinet, and especially
of the head of government. These features of modern realities
are every day given emphasis by media coverage of political
affairs. There is a widespread feeling that problems are
now too complex for a representative Parliament of lay-people
who often appear to concentrate their attention upon simple,
symbolic issues associated with the race for office rather
than the difficult business of government when office
is won.
4. No Bill of Rights: Then there is the
absence of a general Bill of Rights. True it is there
are particular rights guaranteed by the terms of the Australian
Constitution. But Justice Dawson was clearly correct when
he pointed out that the Founders of the Australian Constitution
deliberately rejected the proposal to include a Bill of
Rights, believing that the better safeguard for the liberties
of Australians would lie in democratic Parliaments
10 . Such guarantees as existed in the Constitution,
save for that found in s 92
11 have often attracted a rather narrow construction
from a High Court respectful of parliamentary democracy
and, until lately, unaccustomed to the jurisprudence of
basic rights
12 . Australia is now one of the few nations
of the world without a constitutional charter of rights.
Even the United Kingdom has a kind of charter in the European
Convention on Human Rights and Fundamental Freedoms
. Although not incorporated into domestic law, that Convention
can afford an avenue of redress by citizens of the United
Kingdom through proceedings in the European Court of Human
Rights
13 . It can also affect local judicial decisions
14 . In Australia, the High Court has found
implied constitutional rights, which are derived from
the democratic character of the polity in the provisions
and structure of the Constitution
15 . International human rights treaties to
which Australia is a party have come "inevitably"
16 to affect the content of Australia's domestic
law. In these circumstances, proponents of constitutional
change urge that a more modern, democratic and candid
way to enshrine basic rights is to adopt a constitutional
Bill of Rights which is given legitimacy by the approval
of the people. Proponents fear that such a proposal would
founder on the rock of the conservatism in formal constitutional
change. Opponents fear the politicisation and excessive
empowerment of the judiciary at the expense of the other,
more accountable, branches of government. But, clearly,
this is an important debate which we must have.
5. Federal weaknesses: Within a federation,
it is inevitable that there will be controversy about
the distribution of powers between the national and the
sub-national areas of government. These debates accompany
the political life of every country. Critics of the Australian
document take to task both the heads of power settled
in 1901 and the approach to the constitutional grant of
power to the Federal Parliament which was established
by the Engineers' Case in 1921
17 . As a result of that decision, the federal
Parliament's powers were significantly enhanced. No implication,
derived from federation itself, could stand against a
clear grant of power to the Commonwealth. Advocates of
federalism urge a reassignment of powers to enhance those
of the outlying governments. They are specially concerned
about the diminishing sources of State revenue which have
a potential to erode the viability of the surviving functions
of State governments. The failure of the Constitution
to provide clearly for the democratic character of State
governments
18 is also said to be a weakness which requires
attention before any redistribution of powers from the
centre can be contemplated.
6. Local government: Local government is
not mentioned in the Constitution although it long preceded
the establishment of the Commonwealth. There are some
advocates of change who argue that a proper redeployment
of power within Australia would be between the federal
Parliament and government and local government, bypassing
the States. If this seems too adventurous for a nation
which has been described as "constitutionally speaking,
a frozen continent"
19 , the recognition of local government and
the protection of its democratic could be a reform which
would have many supporters.
7. International treaties and external affairs:
This is an area of acute concern in several quarters.
It has been the source of the effective expansion of the
power of the Federal Parliament by the making of laws
with respect to external affairs
20 . Fears are often expressed that this head
of power, allied with international treaties dealing with
topics hitherto the subject of State law in Australia,
may be used to undermine the federal compact and to redistribute
power to the Commonwealth's advantage without the "irksome"
necessity to secure the approval of the people at referendum.
Concern about the direction of international treaties,
ratified for Australia by the federal executive, came
to a head after the decision of the High Court in Teoh
v Minister for Immigration and Ethnic Affairs
21 . That decision produced State
legislation purporting to afford relief from some of its
implications
22 . A Bill introduced into the Federal Parliament
designed to overcome the effect of the decision lapsed
with the prorogation and dissolution for the 1996 general
election
23 . The Federal Government has announced proposals
which will afford the Federal Parliament a greater role
in the scrutiny of international conventions, with their
now clearly revealed scope for affecting Australian domestic
law
24 . Critics of the Constitution urge the adoption
of a clear break on the power of the Federal Executive
to ratify international treaties without the concurrence
of the States, or at least of the Senate established to
reflect State diversity. Some even argue for the need
to secure the approval of the Parliament as a whole. This
is one area where the growing influence of globalisation
and regionalisation are not really reflected in a constitution
drafted for a different age. Yet its adaptation by court
decisions has sometimes, in effect, altered the distribution
of powers, reducing not merely the powers of the States
under the Constitution but also the prerogative of the
Australian people to approve or disapprove such changes.
8. The judiciary: The growing appreciation
of the importance of the High Court of Australia in deciding
the federal balance, and in the general development of
the law in Australia, has led to demands, more strident
of late, for constitutional controls upon the appointment
of Justices of the High Court and of other Australian
courts. Whilst the spectacle of congressional hearings,
such as accompanied the nomination to the United States
Supreme Court of Judges Bork and Thomas seem out of place,
and even undesirable, in Australia, some public scrutiny
of the opinions and attitudes of judicial appointees may
well be appropriate, given the great power which Justices
of the High Court, in particular, enjoy, once they are
appointed. By their decisions they may sometimes affect
the very nature of the society we live in. So long as
the rhetoric of the declaratory theory of the judicial
function was accepted, such democratic scrutiny was generally
considered inappropriate. Alternatively, it was sufficiently
satisfied by the appointing function of the Executive,
answerable to Parliament. Once it became plain, and generally
acknowledged, that judges in deciding cases have inescapable
choices to make and are not engaged in a purely mechanical
function (least of all in constitutional controversies)
appointments to the judiciary - and especially to the
High Court - become more arguably matters of legitimate
public and political interest. Moreover, the qualities
appropriate to appointment become more debatable. The
notion that lawyers, skilled in the traditional areas,
are necessarily the most suitable to have a seat on the
High Court becomes rather more controversial.
9. Outside power: There is a growing recognition
that changes in the realities of the world in which the
Constitution operates affect the capacity of the political
system it establishes to afford good government to the
Australian people. Transnational corporations, the international
market in capital and global media operate, to a large
extent, beyond the effective power of the governments
of any but the most significant nations. What can be done
about this increasingly important feature of the world
we live in is unclear. Perhaps it merely underlines the
diminishing significance of the nation state, and the
constitutions by which they live. As governmental and
regulatory powers increasingly pass to international agencies,
it becomes imperative that a national constitution, such
as Australia's, should reflect the realities of the regional
and global environment to which Australian institutions
must respond and which they must try to influence.
10. Difficulty of change: There is finally
the obstacle of the mechanism for change of our Constitution.
Very few amendments have secured the majorities required
by s 128 for a valid alteration. The number is even smaller
when it is remembered that three of the eight proposals
only approved by the necessary majorities were adopted
on the same occasion in 1977. Critics suggest that the
requirements for formal change are too burdensome and
that this is part of the reason for the pressure to adopt
an expansive interpretation of the Constitution, out of
recognition of the fact that formal amendment is almost
impossible. A simpler procedure, combined with community
education in the desirability of regular constitutional
change, are said to be the path proper to a people who
take their own responsibility for modernising and reforming
their basic law. It is to the people, rather than judges,
that we should look in the future as we adjust the centenary
Constitution to the rather different nation and circumstances
it must serve in the century to come.
I trust that I have done justice to some of the chief
demands for constitutional change in Australia. Others
exist. They include the position of the States, the system
of responsible government envisaged by the Constitution
(claimed to be the "big mistake" of the Constitution
25) and the demand for a more appropriate and
realistic reference to the public service than exists
in the antique fiction that it is merely part of the Executive
power vested in the Governor-General as the Queen's representative
26. Some of the language
27 of the Constitution is assailed as outdated,
inappropriate and misleading. Some of the bright ideas
enshrined in the Constitution are now, effectively a dead
letter
28. Some transitional provisions are clearly
spent. They could be tidied up without offence to anyone
29. But these are trifles. The basic system
of government established by the Constitution endures.
It is this achievement which deserves recognition. In
my view it merits celebration at the very time that, as
a free people, Australians contemplate the changes which
might be needed to adapt the Constitution to the future.
INSTITUTIONAL ADAPTATION
Given the great changes which have occurred in Australia
and the world since the establishment of the Commonwealth,
it has been imperative that the central institutions created
by the Constitution should adapt. And adapt they have.
1. The Crown: At the time of federation,
it was the decision of the people to whom the Constitution
was twice submitted for a vote, to federate "under
the Crown of the United Kingdom of Great Britain and Ireland"
30 . Recent research has shown that the Founders,
who participated in the debates of the Convention, were
by no means rabid imperialists. They rather liked old
Queen Victoria, who had been on the throne for most of
the century. But a notion of imperial association only
came later, in the battlefields of the Great War.
Over the century, the Crown in Australia, as in England,
has normally performed its duties as Ministers advised.
So it was when Governor Strickland, under Royal instruction,
extended the duration of the New South Wales Parliament
in 1916. He was then relieved by the King for his initial
hesitation
31 . So it was when King George V accepted,
reluctantly it is true, the insistent advice of Prime
Minister Scullin that Sir Isaac Isaacs, an Australian,
should be appointed as his representative and Governor-General
32 .
King George V gave his assent to the Statute of Westminster
enacted by the United Kingdom Parliament to confirm the
complete legislative independence of the self-governing
dominions of the Crown. King George VI assented to the
Statute of Westminster Adoption Act 1942 (Cth)
by which it was enacted that no Act of the Parliament
of the United Kingdom, passed after the commencement of
the Act, should extend or be deemed to extend to a Australia
unless expressly declared in that Act that Australia has
requested and consented to such enactment
33 .
It is in the reign of the present Queen that the most
significant changes affecting the Crown in Australia have
occurred. Soon after her accession, she approved her separate
designation as Queen of Australia
34 . A separate Australian Crown was thereby
established. In 1984, the Queen revoked the Letters Patent
issued by Queen Victoria in October 1900 relating to the
office of the Governor-General of the Commonwealth of
Australia. She issued new Letters Patent, more modern
in form and more appropriate in content, doing so on the
advice of her Australian ministers
35 . In 1986, in Canberra, the Queen gave the
Royal Assent to the Australia Act 1986 (Cth). She
assented to an Act of the same title enacted in substantially
identical terms by the United Kingdom Parliament
36 . Amongst other things, these statutes which
finally terminated the remaining appeals to the Privy
Council, save for the vestigial residue in s 74 of the
Constitution already mentioned
37 . They repeated the termination of the power
of the Parliament of the United Kingdom to legislate for
Australia. They restated
38 the requirement that the Parliaments of the
States must act in the manner and form required by law
39 . They entrenched and clarified the role
of State Governors as representatives of the Queen
40 .
Although the Crown's representatives retain the traditional
privileges of a constitutional monarchy (to be consulted,
to advise and to warn) the convention has been that they
invariably act in accordance with the advice of their
Ministers. It is perhaps ironic that the reason often
advanced as to why the events of November 1975 damaged
the position of the Crown in the Australian Constitution
is precisely because what happened contrasted markey with
reticence of Crown representatives and appeared to depart
from the traditions of candour and transparency which
have otherwise marked the modern relations in Australia
between representatives of the Crown and the elected government.
There are rational arguments for the system of government
which constitutional monarchy establishes - barring ex-politicians
(or for that matter ex-judges) from the position of Head
of State. In some ways the very absence of the Head of
State from Australia creates a system which appeals to
some Australians. At the least the system, as such, has
overwhelmingly performed as duty - not personal ambition
or self-interest - required. We may change it. But we
should make ourselves aware of its paradoxical strengths
before we do.
2. Parliament: The Parliaments of Australia
have also adapted to changing times. Under the Constitution,
the Australian Parliament contained two features which
were unique when they were adopted. The first was the
provision for direct election of the members of the Senate.
This is still not the case in Canada. Only later was it
adopted in the United States. The second was the provision
for the resolution of conflicts between the Chambers of
the Federal Parliament found in the provisions in s 57
of the Constitution
41 .
Attempts have been made to win back popular confidence
in the Houses of Parliament, notwithstanding the modern
ascendancy of the Executive. House and particularly Senate
Committees, by diligent work avoiding the worst excesses
of partisan politics, have won, especially for the Senate,
a respected and important role in federal government in
Australia. The Senate is a break on majoritarianism which
only the naive now believe constitutes the true definition
of a modern democracy. Although the Senate has not become,
as such, a House of Parliament representing the States,
it has ensured that the diversity of viewpoints reflected
in all parts of this very large nation, may provide a
balance to the force of numbers reflected in the House
of Representatives. Moreover, the Senate has become a
Chamber in which political viewpoints, which do not always
embrace the two major political groupings in the nation,
can have their say. This is doubtless viewed by some as
a an annoying limitation on firm government and democratic
mandates. However, because the Senate is itself elected,
it is seen by others as the nation's protector of diverse
points of view. It has helped to ensure that our national
Parliament is so much more effective in preserving and
reflecting the diversity of our federation than, say,
the Canadian Parliament in Ottawa.
In addition to specialist committees, the parliamentary
innovations for the scrutiny of Bills and of subordinate
legislation have been pioneered by the Australian Parliament.
That Parliament has also established statutory guardians
to help it in the performance of its functions. The traditional
office of Auditor-General, is now supplemented by the
Ombudsman, the Australian Law Reform Commission, the Human
Rights and Equal Opportunity Commission and other bodies
which support and stimulate the work of the legislators.
They, in turn, have promoted administrative reforms for
the assurance of lawfulness, fairness and general reasonableness
in the activities of the bureaucracy
42 . To observe how far the Federal Parliament,
under the same Constitution, has developed in the course
of the last century, one need only compare the size, subject
matter and variety of the federal legislation in the early
years of the Commonwealth with the enormous output of
lawmaking which exists today. It is difficult to conceive
how an effective response could have been offered to the
acute challenges of war and peace that have occurred in
this century, without a national Parliament enjoying large
powers for the whole of Australia
3. The judiciary: In 1902, introducing
the Bill which became the Judiciary Act, Alfred
Deakin declared that:
"The Constitution is the supreme law. The High Court
determines how far and between what boundaries it operates.
It is the Court which decides the orbit and boundary of
every power".
There is no provision in the Constitution which reserves
to the High Court the power to nullify statutes which
it has exercised since its establishment. As in Marbury
v Madison
43 , this has just been a power accepted
as inherent in a federal system of government. It is necessary
to have an umpire. From the first, the High Court of Australia
established its independence and authority as the guardian
and expositor of the Constitution. It recognised from
its earliest days that constitutional interpretation required
techniques which were different from those developed for
other judicial tasks of interpretation
44 . Justice Isaacs in The Commonwealth v Kreglinger
45 pointed out that the Constitution was "made
not for a single occasion but for the continued life and
progress of the community". He stated that its meaning
was to be derived from the "silent operation of constitutional
principles". Similarly, Justice Windeyer in Victoria
v The Commonwealth
46 explained that because the Constitution was
the fundamental law of the land its "interpretation
... may vary and develop in response to changing circumstances".
As the century progressed, and the formal inflexibility
of the Constitution became clearer with each defeated
referendum proposal, it became obvious to every Australian,
including to the Justices of the High Court, that a broad
construction of the Constitution was even more necessary
if its words were to have any hope of adapting to the
complex commercial, economic, social and political changes
which were occurring in the nation and the world
47 .
The examples of the adaptation by the Court, for later
needs, of the constitutional powers devised in an earlier
age are legion. The best known involve the expansion of
the power with respect to industrial conciliation and
arbitration
48 ; external affairs
49 ; corporations
50 ; and the large expansion of the postal powers
to embrace successively broadcasting
51 and television
52 . In times of war, the defence power was
given a larger ambit to meet the vital need to ensure
the very survival of the nation
53 . As the power and responsibilities of the
Federal Parliament and Government expanded, so did the
powers of federal taxation
54 .
Yet for all this, it is sometimes more important to study
the cases involving the denial of power and the assertion
of authority to appreciate the impact of the High Court's
decisions on the character of government in Australia.
The decision of the Court in the Communist Party Case
55 was certainly one of its most noble moments.
By a majority of six Justices to one
56 , the Court struck down as unconstitutional
the Communist Party Dissolution Act 1951 (Cth). The decision
came in the midst of what can now be seen as hysterical
public and media concern about communists in Australia.
The decision saved Australia from the legal excesses which
manifested themselves at the same time in the United States
of America, South Africa and other countries.
The Court has also vigilantly defended its authority
whenever it was seriously challenged. Anyone in doubt
should read the transcript of the exchanges with counsel
recorded in Tait v The Queen
57 .
Our Constitution therefore creates, or envisages, at
the one time, the stable, unelected elements of government
(the Crown, the civil service, the military and the judiciary)
and the impermanent but elected elements (the two Houses
of Parliament; the Ministers of State who are to be Members
of the Parliament
58 and, in the exceptional case of a referendum
under s 128 of the Constitution, the whole body of the
electors, representing the people of Australia). This
is a complex mixture of authority and democracy, of permanency
and impermanency, of paradoxes, fictions, conventions,
practices and law. Yet by the world's standards, it works
remarkably well.
BLESSINGS REMEMBERED
So what can we say are the chief blessings of the Constitution
as its centenary approaches? Just to survive and endure
a hundred years - even so turbulent a century as that
past - is not enough. That our country is still governed
under a Constitution devised in a different age could
theoretically be as much a commentary on lethargy and
indifference to the needs for reform as on the value of
the system of government which the Constitution puts in
place. As to the missing ingredient of excitement, perhaps
this is because the imperial power which formally granted
the Constitution was, by the time it did so, no tyrant.
The evolution of the Constitution owed more to the work
of earnest, mide-aged, male settlers and their descendants
than to the revolutionary patriots who called forth the
Constitution of the United States
59 .
What are the features of the Australian Constitution
which we should chiefly celebrate? There are, I suggest,
ten at least which deserve our consideration:
1. Securing a nation: By the Constitution,
Australians established a nation. They created a federation
in a continental country. That federation has survived
a century of revolutions, wars, and unstable national
borders. If we look around the world today, we see the
breakup of nations, particularly of federal states. The
Union of Soviet Socialist Republics, Yugoslavia, Czechoslovakia
and Pakistan have split asunder. Australia has done better
than Canada and the United Kingdom because its Constitution
recognised from the start the need, in a large and diverse
country, to share the central and the outlying power.
Our federal arrangements have their distinct weaknesses.
But no-one seriously suggests that the solution to them
is the dissolution of the nation.
2. Stability and change: We share with
other stable democracies, the United Kingdom, the United
States, Sweden, Switzerland and Canada, constitutional
arrangements within which change, reflecting the popular
will, can be readily accommodated. Stability, in itself,
may be no boast. The laws of the Medes and Persians were
inflexibly resistant to change. The secret of the success
of the Australian Constitution has been its adaptability.
Other lands, with longer histories, have seen their constitutions
changed by violence and revolution. Our stable constitution,
and the strong institutions which it established, has
provided Australia with the institutional foundations
upon which political, business, legal and social affairs
can be ordered with the assurance that the fundamental
features of society will not be readily changed by political
whim or by the unstable exercise of power.
3. Rule of Law: The Constitution also enshrines
the rule of law throughout Australia. It is upheld by
all the courts. It is supervised by the one national and
federal supreme court: the High Court of Australia
60 . The independence of the judiciary, protected
in the High Court and in the federal judiciary by constitutional
control over removal
61 ensure that judges will act, with neutrality
and courage, separately from the political branches of
government. Far from the rule of law becoming weakened
with the passage of a century of our constitutional government,
recent decades have seen an enlargement in the facility
of judicial review, both by the common law
62 and by statutes enacted by the Federal and
State Parliaments
63 . No-one is above or outside the law in Australia.
True it is that in practice it may often be inaccessible
to ordinary citizens. When accessed, the law may be in
need of reform. But, in the end, high and low are subject
to its rule which is enforced by independents courts which
are uncorrupted and highly trained. Cases are not decided
in Australia by telephone calls to judicial officers by
powerful people. Yet, as we know, this is the reality
of the exercise of power in most countries of the world.
4. Democracy: The Constitution enshrines
the features of our representative democracy. Governments
are peacefully changed by the vote of the people in elections
which are conducted with integrity. It is a blessing we
mostly take for granted to be a citizen of a free country
and regularly to live through a peaceful change of government.
Overnight the trappings of power change. The conventions
are not challenged. Moreover, the fact that leadership
of the nation can change means that, in our society,
ideas constantly compete for the acceptance of the people.
In turn, this means that our country is faced at all times
with new ideas competing for the people's support. Autocracy
tends to be closed to new ideas. Our Constitution provides
the governmental, legal and social environment in which
such ideas may flourish.
5. Federal government: The elected Senate
ensures a break on unbried majoritarian rule. It does
so by ensuring that a different balance may be present
in the Parliament. Senators are elected by the people
in the scattered communities over the face of the continent.
Minority viewpoints can be, and are, represented. The
essence of a modern democracy - a reflection of majority
will tempered by respect for minority interests - is better
achieved in our federal arrangements than in most others.
6. The civil service: The country has been
well served by a talented, well trained and uncorrupted
civil service. We are still a nation that is shocked by
corruption in office when it is revealed. We have not
embraced the notion that corruption is a way of life or
a mollification of rigidity of laws or administration.
The tradition that the civil service faithfully and loyally
works within the law to serve whichever government the
people elect is deeply embedded in our constitutional
traditions, Federal and State.
7. The armed forces: The armed forces of
Australia are small in number, non-political in tradition
and subordinate to the civil power. The command of them
is vested in the Governor-General as the Queen's representative
64 . This fact symbolises their loyalty to the
people of the nation, rather than to transient government.
True, the Governor-General will act on the advice of Ministers.
But the armed forces are not, in their self-concept or
in law, the servants of any political power. Australia's
strong tradition of a professional defence force which
keeps out of politics is enshrined in the Constitution.
It is also derived from the English constitutional tradition
which preceded it. The notion of our defence forces being
involved in a military coup d'état is completely
unthinkable.
8. Free expression: Without an express
constitutional guarantee, free expression has been nurtured
and has flourished in Australia for the whole history
of federation. Even the old legal inhibitions of sedition
65 and obscenity
66 have declined in the context of new media
of communications and modern notions of the right of people
to enjoy free expression. The High Court has found implied
guarantees of free speech in the democratic and representative
nature of the system of government established by the
Constitution
67 . We live in a community which enjoys one
of the highest levels of communication in the world. This
is, in turn, an assurance of the free flow of ideas which
is essential to sustain a modern society and a progressive
economy. Some jurists contend that the right of free expression
is the most important of civil freedoms. Long before the
implied constitutional freedom was found by the High Court,
Australians enjoyed a high measure of freedom to express
their ideas and opinions. They did so not because of Constitutional
guarantees as much but because of the political system
which the Constitution reflects and protects
9. Adaptation: Our constitutional text
has adapted with remarkable success to changing needs
and times. This is the more remarkable when it is remembered
that the text was actually first conceived by the Founders
as long ago as the 1870s. It is a text which has greater
popular legitimacy than the constitutions either of the
United States or Canada. The draft of our Constitution
was twice accepted by the electors, with overwhelming
majorities of those voting. There is no right conferred
in our Constitution it such as the "right to bear
arms" which appears in the United States Constitution
to embarrass later generations. Its language may not be
inspiring to everyone. Many of its central provisions
work only by the operation of fictions and conventions.
Many relate to financial questions which are important
but scarcely the subjects to set the heart beating. But
some measure of popular satisfaction with the way the
Constitution operates is to be seen in the general disinclination
of the Australian population to change its provisions.
Such disinclination has occasionally proved to be fully
justified.
10. Freedom preserved: When great challenges
have come to the tolerant and democratic character of
the Australian Constitution, the institutions which it
establishes have normally, in the end, provided the right
answers. The Constitution has usually proved a protector
of tolerance and diversity. A clear illustration of this
assertion can be seen in the decision of the High Court
of Australia in Australian Communist Party v Commonwealth
68 .
A FREE, CONFIDANT AND JUST PEOPLE
Permit me to conclude these reflections with a personal
recollection. It concerns my own first consciousness of
the Constitution and of the Court on which I now have
the honour to serve.
In the late 1940s, my grandmother remarried. Her new
husband, Jack Simpson, had been born in New Zealand. He
fought at Gallipoli. He was gassed on the Somme. For his
military prowess he was honoured with medals. But he was
disillusioned with war and with the Depression which followed.
He threw away his medals. He became a communist. As a
child of nine, I recall accompanying him on his rounds
in Tempe, an inner Sydney suburb, as he fixed electoral
posters to lamp-posts. They were red of course. "Vote
1, L L Sharkey, Communist". His electoral efforts
were completely fruitless. The Menzies Government was
returned in the election . It had a clear electoral mandate
to ban the Australian Communist Party and to proscribe
communists. The newspapers were full of frenzied condemnation
of communists. Communists were demonised, as many minorities
before and since have been. But for me, the only communist
I knew was a kind and idealistic man who was now a member
of my family.
I recall that anxious time as the challenge to the Communist
Party Dissolution Act was before the High Court. Had
the Act been upheld, my new "uncle" would surely
have been "declared" under its terms
69 . In childhood days I knew little of the
law: only that the happiness, and possibly the liberty,
of Jack was somehow at stake.
When the news came that a court had removed the danger,
I knew nothing at the age of 11 of the doctrine of ultra
vires. Still less did I appreciate the blessings of
the Constitution or the strength of purpose of the Justices
of the High Court who had upheld it. I did not know then
of the courage of the opponents of the legislation, in
all political parties, who objected to a law which would
penalise Australians for what they believed or thought,
rather than for what they did. All I knew was that a great
cloud had lifted.
Only later did this first, personal encounter with the
High Court of Australia and the Constitution come to assume
its true significance for me. The Court reached its opinion
against a great clamour of popular opinion at the time.
It was completely impervious to political calumny and
media suggestions. It upheld the essential character of
the Australian Constitution as one emanating from a free,
confident and just people for the good government of all
who lived under its protection. In time, I have come to
realise how courageous, but foolishly naive, my "uncle's"
political views as a communist were. But I have also come
to appreciate the courage and wisdom, the foresight and
good judgment which the High Court of Australia displayed
at that testing moment in its exposition of the requirements
of Australian law. The same is now generally said of the
Court's decision in Mabo. Perhaps, in time, it
will be said of Wik
70 .
When, therefore, I reflect on the defects of the Australian
Constitution, as many there doubtless are, I balance these
thoughts with a remembrance of that anxious time in 1951
and of other times since. Of the continuity and change
we have seen. Of the rule of law secured by independent
judges. Of the peaceful shifts of political power secured
by free elections accepted by all combatants. Of the civil
service and armed forces who submit dutifully to the civil
power. Of the ways in which the Constitution has served
us, the people of Australia. Like every product of fallible
human beings, it may be improved, as no doubt it will.
But amidst all the personal attacks and the legitimate
differences of opinion over this and that, let us, a century
on, count our blessings.
The coming centenary of the adoption of the Constitution
is a time once again to consider our Constitution's oft-catalogued
defects. But let us also remember the freedoms which the
Constitution has helped to secure to us, the Australian
people, who are now the ultimate foundation for its legitimacy,
the assurance of its future and the guardians of its justice
to all who live under its protection.
|
1
|
- Justice of
the High Court of Australia. President of the
International Commission of Jurists. One-time
Deputy Chancellor of the University of Newcastle.
|
|
2
|
cf Mabo v State of Queensland [No 2] (1992)
175 CLR 1; Native Title Act 1993 (Cth).
|
|
3
|
Australian Constitution, s 51(xxvi) as originally
enacted.
|
|
4
|
At the same time, s 127 of the Constitution was
repealed which precluded the counting of "aboriginal
natives" in reckoning the numbers of the
people of the Commonwealth. See also Commonwealth
v Tasmania (1983) 158 CLR 1; Western Australia
v Commonwealth (Native Title Case) (1995)
183 CLR 373. On the topic of Aboriginal reconciliation,
see W P Deane, Vincent Lingiari Lecture, reported
Canberra Times, 23 August 1996 at 11.
|
|
5
|
Privy Council (Limitation of Appeals) Act
1968 (Cth); Privy Council (Appeals from
the High Court) Act 1975 (Cth); Ex parte
Attorney-General for Queensland (1985) 159
CLR 461.
|
|
6
|
Australia Act 1986 (Cth), s 11.
|
|
7
|
Kirmani v Captain Cook Cruises Pty Ltd (No
2) (1985) 159 CLR 461 at 465. See also Attorney-General
of the Commonwealth v T & G Mutual Life Society
Ltd (1978) 144 CLR 161.
|
|
8
|
Only eight alterations have been effected by
the Constitution Alteration Measures on Senate
Elections (1906); State Debts (1909); State Debts
(1928); Social Services (1946); Aboriginals (1967);
Senate Casual Vacancies (1977); Retirement of
Judges (1977); and Referendums (1977). On the
topic of republicanism see A Abbott, The Minimal
Monarchy and Why it Still Makes Sense for Australia,
1994; A Atkinson, the Mude Headed Republic,
OUP, 1993; M L Brabazon, "Mabo, the Constitution
and the Republic" (1994) 11 Aust Bar Rev
229; Z Cowen, "The Legal Implications
of Australia's Becoming a Republic" (1994)
68 ALJ 587; B Galligan, A Federal Republic
- Australia's Constitutional System of Government,
Cambr UP, 1996; Republic Advisory Committee
(M Turnbull, Chairman), An Australian Republic,
1993; G Winterton, Monarchy to Republic:
Australian Republican Government, OUP, 1994.
|
|
9
|
Cf Australian Capital Television v The Commonwealth
(1992) 177 CLR 106 at 138 per Mason CJ; McGinty
v Western Australia (1996) 69 ALJR at 239
per McHugh J.
|
|
10
|
Australian Capital Television Pty Ltd v Commonwealth
(1992) 177 CLR 106 at 186. See also 133-134
(per Mason CJ) and Theophanous v Herald and
Weekly Times Ltd (1994) 182 CLR 104, 193.
Note Cunliffe v Commonwealth (1994) 182
CLR 272, 361; McGinty v Western Australia (1996)
70 ALJR 200 at 215.
|
|
11
|
Guaranteeing freedom of trade, commerce and intercourse
among the States. See now Cole v Whitfield
(1988) 165 CLR 360.
|
|
12
|
See eg R v Federal Court of Bankruptcy; Ex
parte Lowenstein (1938) 59 CLR 556, 581-582;
Kingswell v The Queen (1985) 159 CLR 264.
Cf Cheatle v The Queen (1993) 177 CLR 541
and P Hanks, "Constitutional Guarantees"
in H P Lee and G Winterton (eds), Australian
Constitutional Perspectives, Law Book Co,
1992 92 at 98-100.
|
|
13
|
See N Lyall, "Whither Strasbourg - Why Britain
should think long and hard before incorporating
the European Convention on Human Rights into domestic
law" (1996) 18 Liverpool Law Review 115.
|
|
14
|
See eg Derbyshire County Council v Times Newspapers
Ltd [1992] 1 QB 770.
|
|
15
|
See eg Australian Capital Television v Commonwealth
(1992) 177 CLR 106; Theophanous v The Herald
and Weekly Times Limited & Anor (1994)
182 CLR 104; Stephens v West Australian Newspapers
Limited (1994) 182 CLR 211. But see J Miles,
"The end of Freedom, Method in Theophanous"
(1996) 1 Newcastle LR 41.
|
|
16
|
Mabo v Commonwealth [No 2] (1992) 175
CLR 1 at 42.
|
|
17
|
Amalgamated Society of Engineers v Adelaide
Steamship Co Ltd (1921) 28 CLR 129 affd (1921)
29 CLR 406 (PC).
|
|
18
|
Cf McGinty v Western Australia (1996)
70 ALJR 200 (HC).
|
|
19
|
G Sawer, Australian Federalism in the Courts,
Melbourne, Melbourne University Press, 1967
at 208.
|
|
20
|
s 51(xxix). See Victoria & Ors v The Commonwealth,
(1996) 70 ALJR 680 (HC).
|
|
21
|
(1995) 183 CLR 273.
|
|
22
|
Administrative Decisions (Effect of International
Instruments) Act 1995 (SA).
|
|
23
|
Administrative Decisions (Effect of International
Instruments) Bill 1995 (Cth).
|
|
24
|
Australia, Department of Foreign Affairs, Treaty
Making Reforms, May 1996.
|
|
25
|
H Evans, "Reflections on the Founders",
Australian Parliament, The House Magazine,
1 March 1995 4 at 8.
|
|
26
|
Australian Constitution, s 61.
|
|
27
|
See eg ibid, 58, 59, 60.
|
|
28
|
See eg s 101 (Inter-State Commission).
|
|
29
|
See eg ss 69, 70, 95.
|
|
30
|
Preamble to the covering clauses of the Constitution.
|
|
31
|
H V Evatt, The King and His Dominion Governors,
London, OUP, 1936 at 146-152.
|
|
32
|
See P Hanks, Constitutional Law in Australia,
1991 at 140.
|
|
33
|
Statute of Westminster , 1931 (UK), s
4.
|
|
34
|
Royal Style and Titles Act 1953 (Cth).
See R D Lumb and G A Moens, The Constitution
of the Commonwealth of Australia, 5th ed at
10-11.
|
|
35
|
Letters Patent relating to the office of Governor-General
of the Commonwealth of Australia. 21 August 1984
in Australia, The Constitution , Canberra,
AGPS 1986, 42-45.
|
|
36
|
1986 c 2. See discussion Lumb and Moens, above
n 32 at 13-14.
|
|
37
|
Australia Act 1986 (Cth), s 11.
|
|
38
|
Ibid, s 1.
|
|
39
|
Id, s 6.
|
|
40
|
Id, ss 7, 8.
|
|
41
|
See Cope v Cormack (1974) 131 CLR 432.
|
|
42
|
M D Kirby, "The AAT - Twenty Years Forward",
unpublished paper, Australian National University,
July 1996.
|
|
43
|
(1803) 1 Cranch 137. See K Booker, A Glass and
R Watt, Federal Constitutional Law - An Introduction
, Butterworths, 1994, 324-337.
|
|
44
|
Jumbunna Coal Mine v Victorian Coal Miners'
Association (1908) 6 CLR 309, 367-8. See K
Booker, A Glass and R Watt, ibid, 54.
|
|
45
|
(1926) 37 CLR 373.
|
|
46
|
(1970) 122 CLR 353.
|
|
47
|
Tasmania v Commonwealth (1985) 158 CLR
1, 221 (per Brennan J).
|
|
48
|
See eg R v Coldham; Ex parte Australian Social
Welfare Union (1983) 153 CLR 297.
|
|
49
|
See eg R v Burgess; Ex parte Henry (1936)
55 CLR 608; Koowarta v Bjelke-Petersen (1982)
153 CLR 168; cf Victoria v Commonwealth, High
Court, unreported, 4 September 1996.
|
|
50
|
Strickland v Concrete Industries (Monier)
Ltd (1971) 124 CLR 468. Cf New South Wales
v Commonwealth (1990) 169 CLR 482.
|
|
51
|
R v Brislan; Ex parte Williams (1935)
54 CLR 262.
|
|
52
|
Jones v Commonwealth (1965) 112 CLR 206.
|
|
53
|
Farey v Burvett (1916) 21 CLR 433. Cf
R v Foster; Ex parte Rural Bank of New South
Wales (1949) 79 CLR 43, 83.
|
|
54
|
See esp First Uniform Tax Case (1942)
65 CLR 373; Second Uniform Tax Case (1957)
99 CLR 575. Cf Commonwealth v Cigamatic Pty
Limited (1962) 108 CLR 372.
|
|
55
|
Australian Communist Party v Commonwealth
(1951) 81 CLR 1.
|
|
56
|
Dixon, McTiernan, Williams, Webb, Fullagar and
Kitto JJ; Latham CJ dissenting.
|
|
57
|
(1962) 108 CLR 620 at 623-627.
|
|
58
|
Australian Constitution, s 64.
|
|
59
|
G Craven, "The Founding Fathers: Constitutional
Kings or Colonial Knaves?" in Australian
Parliament, Parliament and the Constitution -
Some Issues of Interest, Papers on Parliament
No 21, December 1993, 119, 121. See also B de
Garis, "How Popular Was the Popular Federation
Movement?", loc cit, 101. As to the
Founders, see R R Garran, Prosper the Commonwealth,
Angus & Robertson, 1958 at 112.
|
|
60
|
Australian Constitution, s 71. Cf N M Stephen,
Remarks on receiving an Honorary Degree (1986)
15 Melb Uni L Rev 746 at 747.
|
|
61
|
Ibid, s 72. See now as to State Supreme
Courts Kable v Director of Public Prosecutions
(NSW), (1996) 70 ALJR 814 (HC).
|
|
62
|
K Booker, A Glass and R Watt, Federal Constitutional
Law - An Introduction (above) 324ff. But cf
Craig v South Australia (1995) 69 ALJR
84.
|
|
63
|
Administrative Decisions (Judicial Review)
Act 1977 (Cth).
|
|
64
|
Australian Constitution, s 68.
|
|
65
|
Byrnes v Ransley (1949) 79 CLR 101; R
v Sharkey (1949) 79 CLR 121; Cooper v The
Queen (1961) 105 CLR 177.
|
|
66
|
Crowe v Graham (1968) 121 CLR 375.
|
|
67
|
Australian Capital Television v The Commonwealth
(1992) 177 CLR 106. Cf McGinty v Western
Australia (1996) 70 ALJR 200 (HC).
|
|
68
|
(1981) 83 CLR 1.
|
|
69
|
Communist Party Dissolution Act 1950 (Cth),
s 10(1) noted 83 CLR at 6.
|
|
70
|
The Wik Peoples v Queensland (1996) 71
ALJR 173 (HC).
|