VISIONS OF THE LEGAL ORDER IN THE 21ST CENTURY
ESSAYS TO HONOUR HIS EXCELLENCY
JUDGE C J WEERAMANTRY
EDITORS: G STURGESS AND A ANGHIE
THE GROWING RAPPROCHMENT BETWEEN INTERNATIONAL
LAW AND NATIONAL LAW 1
The Hon Justice Michael Kirby AC CMG
2
MONISM AND DUALISM
In a chapter on "The Role of National Courts in the
International Legal Process" in her book Problems
and Process - International Law and How We Use It
3 Professor (now
Judge) Rosalyn Higgins explained the need for a good grounding
in both municipal and international law if there is to be
a real understanding of the relationship between the two.
Competing theories about the relationship vie for acceptance.
Monists assert that there is but one system of law, with
international law as an element "alongside all the
various branches of domestic law"
4 . For the monist,
international law is simply part of the law of the land,
together with the more familiar areas of national law. Dualists,
on the other hand, assert that there are two essentially
different legal systems. They exist "side by side within
different spheres of action - the international plane and
the domestic plane". Judge Higgins, looking at the
question from the point of view of an international lawyer,
goes on:
"Which ever view you take, there is still the problem
of which system prevails when there is a clash between the
two. One can give answers to that question at the level
of legal philosophy; but in the real world the answer often
depends upon the tribunal answering it (whether it is a
tribunal of international or domestic law) and upon the
question asked. The International Court of Justice has indicated
that for it domestic law is a fact
5 . On some matters
even an international court will need to apply this law
... But when the issue is whether an international obligation
can be avoided, or excused, because of a deficiency or contradiction
in domestic, then for an international tribunal the answer
is clear - it cannot, and the obligation in international
law remains. The domestic court may be faced with a difficult
question, when the domestic law which is its day-to-day
task to apply entails a violation of an international obligation.
Domestic courts do address that problem differently.
Leaving the theoretical aspects aside for a moment, it is
as a practical matter difficult to persuade a nation court
to apply international law, rather than the domestic, if
there appears to be a clash between the two. But it is more
possible in some quarters than in others. And, although
I have sympathy with the view of those
6 who think the monist-dualist
debate is passe, I also think it right
7 that the difference
in response to a clash of international law and domestic
law in various domestic courts is substantially conditioned
by whether the country concerned is monist or dualist in
its approach".
Judge Higgins writes, very frankly, about the attitudes
and approaches of judges and lawyers in jurisdictions (such
as most of those which derive their legal systems from England)
which adhere resolutely to the dualist approach. They tend
to lack a detailed knowledge of international law and a
sympathy for its culture. They are "rather contemptuous
of everything to do with international law, which they doggedly
regard as 'unreal'" 8
. Others, who may be more sympathetic to international law,
and impressed with its potential, invariably endeavour to
locate the basis of their judgments in the more familiar
domestic law. Still others "find international law
potentially relevant and important and immerse themselves
in it utterly prepared to pronounce upon it"
9 .
A culture of monism or dualism is one which we inherit
from our place of birth or adoption. Judge Weeramantry,
Judge Higgins and I were brought up in the dualist school.
Whilst international law was a subject taught at Law School,
and was regarded as true law, it was on a different plane.
It addressed itself to States and international organisations
and their concerns. Rarely did it impinge upon domestic
law, doubtless because of the discouraging attitude of the
legal profession - a negative response born in the soil
of dualism.
Thanks largely to lawyers and judges such as Judge Weeramantry,
this culture of resistance, or indifference to international
law is gradually changing. If one asks for the vision of
the legal order in the twenty-first century which can already
be perceived, the one of greatest relevance to the present
offices of Judges Weeramantry and Higgins in the International
Court of Justice (on the one hand) and myself in the High
Court of Australia (on the other) is the growing rapprochement
which can be detected between international and domestic
law. This is happening as a natural and inevitable result
of the growing body and influence of international law.
But it is also happening because of the contribution to
international law of judges and writers such as Judges Weeramantry
and Higgins. Both of them have a sound practical grounding
in the municipal law of the common law tradition. Both enjoy
the perception of the growing importance of international
law and the need for it to respond to lessons drawn from
the approaches of the principal legal systems of the world,
reflecting the varied forms of civilisation which make the
world up 10
.
The High Court of Australia has long paid the greatest
of respect to the opinions of the judgments of the International
Court of Justice as expositions of the principles of international
law where those principles have arisen for consideration
in Australian cases. In opening a colloquium in the High
Court building in Canberra in May 1996, called to honour
the fiftieth anniversary of the International Court of Justice,
the Chief Justice of Australia, Sir Gerard Brennan, collected
some of the cases and referred to their use
11 :
"In cases in this Court relating to Commonwealth
power in respect of fisheries and territory below the low
water mark (Bonser v La Macchia
12 ; New South
Wales v The Commonwealth (Seas and Submerged Lands Case
13
and Raptis (A) & Son v South Australia
14 ) the reasons for
judgment of Justices of this Court drew on the opinions
of the Judges of the International Court in the North
Sea Continental Shelf Cases
15 and the Fisheries
Case, United Kingdom v Norway
16 . In cases relating
to racial discrimination and Aboriginal land rights
(Koowarta v Bjelke-Petersen
17 ; Mabo v Queensland
[No 2] ("Mabo [No 2]"
18 and Gerhardy
v Brown 19
) reference was made to the judgments in South West
Africa Cases 20
; the Advisory Opinion on Minority Schools in Albania
21
; Namibia (SW Africa) Advisory Opinion
22 ; Advisory
Opinion on Western Sahara
23 and Barcelona
Traction, Light and Power Company Limited
24 . In dealing with
the sources and nature of international law, judgments in
this Court in The Commonwealth v Tasmania. The Tasmania
Dams Case 25
and Polyukhovich v The Commonwealth
26 drew on Barcelona
Traction, the North Sea Continental Shelf Cases
and Nicaragua v United States of America
27 . Nationality -
a question that fell for consideration in Sykes v Cleary
28
- evoked references to the Nottebohm Case, Liechtenstein
v Guatemala 29
.
A growing familiarity on the part of municipal courts
and the practitioners who appear there with the judgments
of the International Court of Justice will add to the increasing
influence of international law on the municipal law of this
country".
Chief Justice Brennan cited, with apparent approval, the
remark of his predecessor, Sir Anthony Mason, describing
the gradual erosion, in Australia, of the strict theory
of dualism. Sir Anthony had suggested that it was as "an
overhang of the old culture in which international affairs
and national affairs were regarded as disparate and separate
elements". He foresaw that culture giving way to "the
realisation that there is an ongoing interaction between
international and national affairs, including law"
30
.
Writing judicially, Sir Gerard Brennan, in Mabo v
State of Queensland [No 2]
31 , as a step in
his reasoning towards the conclusion that the "native
title" of Australia's indigenous peoples had survived
the acquisition of the continent by the British Crown and
its settlement by the European colonists, said of the influence
of international human rights law:
"Whatever the justification advanced in earlier days
for refusing to recognise the rights and interests in land
of the indigenous inhabitants of settled colonies, an unjust
and indiscriminatory document of that kind can no longer
be accepted. The expectations of the international community
accord in this respect with the contemporary values of the
Australian people. The opening up of international remedies
to individuals pursuant to Australia's accession to the
Optional Protocol to the International Covenant on Civil
and Political Rights 32
brings to bear on the common law the powerful influence
of the Covenant and the international standards it imports.
The common law does not necessarily conform with international
law, but international law is a legitimate and important
influence on the development of the common law, especially
when international law declares the existence of universal
human rights. A common law doctrine founded on unjust discrimination
in the enjoyment of civil and political rights demands reconsideration.
It is contrary both to international standards and to the
fundamental values of our common law to entrench a discriminatory
rule which, because of the supposed position on the scale
of social organisation of the indigenous inhabitants of
a settled colony, denies them a right to occupy their traditional
land".
Thus, in Australia, New Zealand, Britain and other countries
of the common law which, until now, have adhered scrupulously
to dualism, a change is gradually coming about. By Article
38 of the Statute of the International Court of Justice,
that Court refers to judicial decisions of national courts
as a source of international law. The need to be imaginative
and eclectic in the use of national law has been a constant
theme of the judicial work and scholarly writings of Judge
Weeramantry. It appeared long before his appointment to
the International Court. It was demonstrated in a creative
way in his use of the English law of trusts in formulating
the possible bases in international law for the claims of
Nauru, including against Australia
33 . Since his appointment
to the Court, it has been seen in many of his decisions
where his insights as a legal practitioner, judge, law teacher
and philosopher have combined in a rare mix of the greatest
potency.
Judge Weeramantry has also repeatedly emphasised the need
to rescue international law from a monochrome reflection
of the great legal traditions of Europe so that it draws,
in the future, upon the richness of the legal systems of
other civilisations, including those in the Asian region
where his homeland, Sri Lanka, is found
34 . Judge Weermantry's
commitment to the universalistic ideals which underlie the
concept, if not always the practice, of the discipline of
international law finds voice in the words of Mahatma Gandhi
whom he cites in his inaugural Memorial Lecture in honour
of Judge Nagendra Singh 35
:
"Indian culture is neither Hindu, Islamic nor any
other, wholly. It is a fusion of all. ... I want the culture
of all lands to be blown about my house as freely as possible.
But I refuse to be blown off my feet by any. I refuse to
live in other people's houses as an interloper, a beggar
or a slave".
Judge Weeramantry perceived the need for the cultures
of all lands "to be blown about the house" of
international law. The search for universal notions is one
which motivates international law. Not least does it do
so in the efforts to find, declare and enforce universal
notions of human rights.
It is the impact of these universal notions upon the reverse
journey - international law affecting the development of
municipal law - that I wish to explore in the balance of
this essay. In my view, this is one of the most interesting
developments that is occurring in domestic law at this time.
It is doubly interesting because it is happening apace in
countries such as Sri Lanka 36
as well as in the legal systems of Australia and the United
Kingdom. The development has its critics as well as its
supporters. I wish to describe the developments in some
of the jurisdictions which I know best. I will then attempt
to draw some general conclusions.
THE BANGALORE PRINCIPLES
The traditional view of most common law countries has
been the dualist one described by Rossalyn Higgins: that
international law is not part of domestic law. Blackstone
in his Commentaries , suggested that:
"... the law of nations (whenever any question arises
which is properly the object of its jurisdiction) is here
[in England] adopted in its full extent by the common law,
and is held to be part of the law of the land ..."
37
.
Save for the United States, where Blackstone had a profound
influence, his view came to be regarded, virtually universally,
in English-speaking legal systems, as being "without
foundation" 38
. In Australia, in 1982, Justice Mason explained the traditional
position in these terms:
"It is a well settled principle of the common law
that a treaty not terminating a state of war has no legal
effect upon the rights and duties of Australian citizens
and is not incorporated into Australian law on its ratification
by Australia ... [T]he approval of the Commonwealth Parliament
of the Charter of the United Nations in the Charter
of the United Nations Act 1945 (Cth) did not incorporate
the provisions of the Charter into Australian law. To achieve
this result the provisions have to be enacted as part of
our domestic law, whether by a Commonwealth or State statute.
Section 51(x) [the external affairs power] arms the Commonwealth
Parliament ... to legislate so as to incorporate into our
law the provisions of [international conventions]"
39
.
More recently, however, a new recognition has come about
concerning the use which may be made by judges of international
human rights principles and of their exposition by the international
courts, tribunals and other bodies established to give them
content and effect. This has happened as a reflection of
the growing body of international human rights law, of the
instruments both regional and international which give effect
to it, and in recognition of the importance of its content
An expression of what I take to be the modern approach
in such countries was given in February 1988 in Bangalore,
India in the so-called Bangalore Principles . These
were agreed by a group of lawyers, mainly from Commonwealth
countries. The meeting was chaired by Justice P N. Bhagwati,
the former Chief Justice of India. I was the sole participant
from the Antipodes. Amongst the other participants were
Mr Anthony Lester QC (now Lord Lester of Herne Hill), Justice
Rajsoomer Lallah (later Chief Justice of Mauritius) and
Justice Enoch Dumbutshena (then Chief Justice of Zimbabwe).
Joining the Commonwealth participants was a judge of the
Federal Circuit Court in the United States, Ruth Bader Ginsburg
(now a Justice of the Supreme Court of the United States).
Relevantly, the Bangalore Principles state, in
effect:
(1) International law (whether human rights norms or otherwise)
is not, as such, part of domestic law in most common law
countries;
(2) Such law does not become part of domestic law until
Parliament so enacts or the judges (as another source of
law-making) declare the norms thereby established to be
part of domestic law;
(3) The judges will not do so automatically, simply because
the norm is part of international law or is mentioned in
a treaty - even one ratified by their own country;
(4) But if an issue of uncertainty arises (as by a
lacuna in the common law, obscurity in its meaning
or ambiguity in a relevant statute), a judge may seek guidance
in the general principles of international law, as accepted
by the community of nations; and
(5) From this source material, the judge may ascertain
and declare what the relevant rule of domestic law is. It
is the action of the judge, incorporating the rule into
domestic law, which makes it part of domestic law
40 .
In terms, the Bangalore Principles declared
41 :
"[T]here is a growing tendency for national courts
to have regard to these international norms for the purpose
of deciding cases where the domestic law - whether constitutional,
statute or common law - is uncertain or incomplete. It is
within the proper nature of the judicial process and well-established
judicial functions for national courts to have regard to
international obligations which a country undertakes - whether
or not they have been incorporated into domestic law - for
the purpose of removing ambiguity or uncertainty from national
constitutions, legislation or common law"
42 .
Some Australian lawyers (and not a few judges), brought
up in the tradition of the strict dualism between international
and municipal law, were inclined, at first, to regard the
Bangalore Principles as entirely heretical
43 . They referred
to such cases as R v Secretary of State for the Home
Department; Ex parte Bhajan Singh
44 and regarded with
scepticism the amount of assistance to be derived from an
international treaty, other international law or the pronouncements
of international or regional courts, tribunals and committees.
In doing so they were observing the classical response of
the dualists described by Rosalyn Higgins in the passage
quoted at the outset of this piece. Their views have not
prevailed.
HIGH JUDICIAL PRONOUNCEMENTS
In the ten years since the Bangalore Principles
were formulated, something of a sea change has come over
the approach of courts in England, Australia, New Zealand
and other countries of the common law.
The clearest indication of the change in Australia can
be found in the remarks of Justice Brennan (with the concurrence
of Chief Justice Mason and Justice McHugh) in Mabo v
Queensland [No. 2] 45
already cited 46
.
To similar effect were the remarks of the English Court
of Appeal in Derbyshire County Council v Times Newspapers
Limited 47
, later affirmed by the House of Lords
48 , giving expression
to a like principle. In a sense, their decision paved the
way for the reasoning of Justice Brennan in Mabo
and was referred to by him. The question in Derbyshire
was whether a local government authority was entitled,
by the law of England, to sue for libel to protect its corporate
reputation (as distinct from that of its members). The trial
judge (Justice Morland) had held that it was
49 . His decision
was reversed by the Court of Appeal. In the course of his
reasoning, Lord Justice Balcombe
50 referred to article
10 of the European Convention on Human Rights to
which the United Kingdom is a party. That article relates
to freedom of expression. His Lordship observed:
"Article 10 has not been incorporated into English
domestic law. Nevertheless it may be resorted to in order
to help resolve some uncertainty or ambiguity in municipal
law: per Lord Ackner in Reg v Secretary of State for
the Home Department; Ex parte Brind [1991] 1 AC 696,
761. Thus (1) Article 10 may be used for the purpose of
the resolution of an ambiguity in English primary or subordinate
legislation ... (2) Article 10 may be used when considering
the principles upon which the Court should act in exercising
a discretion, eg. whether or not to grant an interlocutory
injunction ... (3) Article 10 may be used when the common
law (by which I include the doctrines of equity) is uncertain.
In Attorney-General v Guardian Newspapers Limited [No.
2] [1990] 1 AC 109 the courts at all levels had regard
to the provisions of Article 10 in considering the extent
of the duty of confidence. They did not limit the application
of Article 10 to the discretion of the court to grant or
withhold an injunction to restrain a breach of confidence.
Even if the common law is certain the courts will still,
when appropriate, consider whether the United Kingdom is
in breach of Article 10 ... This approach of English law
to Article 10 is wholly consistent with the jurisprudence
of the European Court of Human Rights. That court has, on
more than one occasion, held that a doctrine of the English
courts has violated a litigant's rights under Article 10
and this on occasion has led to Parliament having to change
the substantive law ... In my judgment, therefore, where
the law is uncertain, it must be right for the Court to
approach the issue before it with a predilection to ensure
that our law should not involve a breach of Article 10.
That was the approach of Lord Oliver of Aylmerton in
In re K D (a Minor) (Ward: Termination of Access )
[1988] AC 806 where, in relation to an argument based on
Articles 6 and 8 of the same Convention and a previous decision
of the European Court of Human Rights, ... he cited with
approval the argument of counsel in the following passage
at p 823: 'Although this is not binding upon your Lordships,
the United Kingdom is, of course, a party to the convention
for the protection of human rights and fundamental freedoms
and it is urged that it is at least desirable that the domestic
law of the United Kingdom should accord with the decisions
of the European Court of Human Rights under the Convention'".
To the same effect were the remarks of Lord Justice Butler-Sloss
in Derbyshire :
"Adopting as I respectfully do, that approach to
the Convention, the principles governing the duty of the
English court to take account of article 10 appear to be
as follows: where the law is clear and unambiguous, either
stated as the common law or enacted by Parliament, recourse
to article 10 is unnecessary and inappropriate. Consequently,
the law of libel in respect of individuals does not require
the court to consider the Convention. But where there is
an ambiguity, or the law is otherwise unclear or so far
undeclared by an appellate court, the English court is not
only entitled but, in my judgment, obliged to consider the
implications of article 10"
51 .
Since these words were written, a similar question was
presented to the New South Wales Court of Appeal in
Ballina Shire Council v Ringland
52 when I was a member
of that Court. A majority (Chief Justice Gleeson and myself;
Justice Mahoney dissenting) followed Derbyshire
and the earlier judgment of the Appellate Division of the
Supreme Court of South Africa in De Spoorbond v South
African Railways, 53
. In coming to our respective conclusions, both Justice
Mahoney 54
and I 55
referred to the provisions of article 19.2 of the International
Covenant on Civil and Political Rights which Australia
had ratified. Following as it did the decision of the High
Court of Australia in Mabo , nobody questioned
the relevance of a consideration by the Court of applicable
or relevant international human rights principles in assisting
it to come to its conclusions about the content of Australian
common law.
In New Zealand, the same trend has emerged. In that country,
the position is somewhat different from that of Australia
and England, by reason of the enactment of the New Zealand
Bill of Rights Act 1990
56 .
In Minister of Transport v Noort ; Police
v Curran 57
, the New Zealand Court of Appeal was required to consider
whether the provisions of the Transport Act 1962
(NZ), ss 56B, 56C and 56D, relating to breath and blood
testing were inconsistent with the right to legal advice
under the New Zealand Bill of Rights Act . The
Court, by majority (Justice Cooke, President; Justices Richardson,
Hardie-Boys and McKay; Justice Gault dissenting) dismissed
the appeal, holding that there was no relevant inconsistency.
The reasoning of the judges differed. Justice Cooke (as
Lord Cooke of Thorndon then was) referred to the "cardinal
importance", in giving meaning to the New Zealand
Bill of Rights Act to "bear in mind the antecedents":
"The International Covenant on Civil and Political
Rights speaks of inalienable rights derived from the inherent
dignity of the human person. Internationally there is now
general recognition that some human rights are fundamental
and anterior to any municipal law, although municipal law
may fall short of giving effect to them: see Mabo v
Queensland (1988) 166 CLR 186, 217-218. The right to
legal advice on arrest or detention under an enactment may
not be quite in that class, but in any event it has become
a widely-recognised right ... Subject to contrary requirements
in any legislation, the New Zealand courts must now, in
my opinion, give it practical effect irrespective of the
state of our law before the Bill of Rights Act"
58
The extent of a possible obligation on the part of New
Zealand Ministers to have regard to international human
rights norms was again considered by the New Zealand Court
of Appeal in Tavita v Minister of Immigration
59 . That
case involved the consideration of the relevance of international
norms to administrative decision-making, as distinct from
the interpretation and application of the Bill of Rights
Act. Mr Tavita had overstayed his permit to be in New Zealand.
He applied to the Court to set aside a removal order. He
argued that the Minister, and the Immigration Service had
failed, although obliged by law, to have regard to the international
obligations relating to a child born to the applicant and
his family in New Zealand. He was thus entitled to stay
in New Zealand. The Crown argued that the Minister and the
Department were entitled to ignore international obligations
whether of the International Covenant on Civil and Political
Rights , the first Optional Protocol or the
Convention on the Rights of the Child 1989, all
ratified by New Zealand.
Delivering the interim judgment of the New Zealand Court
of Appeal, Justice Cooke stopped short of deciding that
international obligations must be considered in
the performance of the administrative decision-making process
60
. Nevertheless, he reviewed the relevant jurisprudence under
the European Convention established by decisions
of the European Court of Human Rights
61 . He went on to
describe the Minister's submission as:
"... an unattractive argument, apparently implying
that New Zealand's adherence to the international instruments
has been at least partly window-dressing. Although for the
reasons to be mentioned shortly, a final decision on the
argument is neither necessary nor desirable, there may at
least be hesitation about accepting it. The law as to the
bearing on domestic law of international human rights and
instruments declaring them is undergoing evolution. For
the appellant [counsel] drew our attention to the Balliol
Statement of 1992, the full text of which appears in 67
ALJ 67, with its reference to the duty of the judiciary
to interpret and apply national constitutions, ordinary
legislation and the common law in the light of the universality
of human rights. It has since been reaffirmed in the Bloemfontein
Statement of 1993."
. . .
If and when the matter does fall for decision, an aspect
to be borne in mind may be one urged by counsel for the
appellant: that since New Zealand's accession to the Optional
Protocol the United Nations Human Rights Committee is in
a sense part of the country's judicial structure, in that
individuals subject to New Zealand jurisdiction have direct
rights of recourse to it. A failure to give practical effect
to international instruments to which New Zealand is a party
may attract criticism. Legitimate criticism could extend
to the New Zealand Courts, if they were to accept the argument
that, because a domestic statute giving discretionary powers
in general terms does not mention international human rights
norms or obligations, the Executive is necessarily free
to ignore them 62
.
The Balliol Statement and the Bloemfontein
Statement, referred to in the foregoing passage, were
agreed at meetings of judges from throughout the Commonwealth
of Nations. Like the earlier similar statements, issued
after meetings in Harare, Zimbabwe and Abuja, Nigeria, they
accept and endorse the Bangalore Principles
63 . Since then, a
meeting in 1996 in Georgetown, Guyana, has endorsed the
same principles.
SOME CASES APPLYING THE BANGALORE PRINCIPLES
The foregoing collection of judicial pronouncements tends
to confirm Justice Cooke's statement to the effect that
the impact of international human rights law upon domestic
law is "undergoing evolution".
In an earlier essay 64
, I have collected a number of decisions of the High Court
of Australia and of the New South Wales Court of Appeal,
of which I was then President, in which reference had been
made to international human rights principles in the development
of the understanding of the local common law. In the Court
of Appeal, the cases included:
A case involving a suggested ambiguity of the Bankruptcy
Act 1966 (Cth) whereby civil proceedings were stayed
on bankruptcy and whether the Act should be interpreted
so as to exclude any applications to public law proceedings
brought for the vindication of a public (as distinct from
private) right 65
.
A case concerning imputed bias by reason of a judge's
earlier retainer, whilst a barrister, for a party to litigation
in suggested breach of the requirement in article 14.1 of
the ICCPR that a person have a "fair and public
hearing by a competent independent and impartial
tribunal established by law"
66 .
A case concerning whether the common law provides an enforceable
right to speedy trial 67
having regard to the terms of article 14.3 of the ICCPR
.
A case concerning a right of a mute person to have an
interpreter assist her understanding of evidence and argument
given in open court in proceedings concerning her, having
regard to the terms of articles 14.1, 14.3(a) and (f) of
the ICCPR 68
.
A case involving the right of a litigant in person to
have, as costs, expenses necessary for attending court by
reason of the promise of "equality" before the
courts and tribunals under Article 14.1 of the ICCPR
69
, notwithstanding earlier court decisions to the contrary
in England.
A case involving the imposition of a fine upon a bankrupt,
invalid pensioner prisoner of $60,000.00 as punishment for
contempt of court, having regard to the prohibition on "excessive
fines" in the still applicable Bill of Rights
1688 (GB) 70
.
An appeal by a convicted contemnor involving an asserted
denial of his right to have his conviction and sentence
reviewed by a higher tribunal according to law as article
14.5 of the ICCPR requires, when all that was provided
was an entitlement to seek special leave from the High Court
of Australia to appeal against conviction
71 .
There are many other Australian cases which could be mentioned,
including cases in the Federal Court of Australia
72 , the Family Court
of Australia 73
and in the Court of Criminal Appeal of New South Wales
74 . In many of the
foregoing decisions, a feature of the reasoning is the reference
by the judges, not only to the text of a relevant international
instrument, but also to the development of the jurisprudence
by courts, tribunals and committees - particularly the European
Court of Human Rights.
In New Zealand, the vehicle of the New Zealand Bill
of Rights Act , although not constitutionally entrenched,
gives an established framework for the reference to analogous
jurisprudence developed around similarly expressed provisions
in international law. The same is even more true of Sri
Lanka, India and countries of the "new Commonwealth"
which have written constitutions which incorporate a detailed
Bill of Rights. In Australia and England there is no similar
charter of enforceable rights. However, this has not stopped
the courts, in the manner suggested in the Bangalore
Principles , from utilising international law where
a relevant gap appears in the common law or a statute falls
to be construed which is ambiguous or uncertain of meaning.
Judges of the common law tradition, for all their dualist
training, faced with such a problem, are turning not simply
to the analogous reasoning which they can derive from the
judgments written in England, often in a different world
for different social conditions, far away. Now, increasingly,
they are looking, where relevant and applicable, to international
human rights jurisprudence. In my view, this is both a natural
and desirable development in our marvellously flexible and
adaptable system of the common law. It is one which is in
general harmony with the development of the international
law of human rights. It is one apt for a time of global
technology (such as telecommunications, international transportation,
satellites etc), global problems (such as the HIV/AIDS epidemic,
atmospheric warming, overpopulation etc) and global institutions,
about all of which Judge Weeramantry has written with insight
and concern.
CAUTIONARY WORDS
Critics of the developments which I have outlined would
list a number of considerations which need to be taken into
account as the judges of national legal systems venture
upon this new source of law-making. The expressed concerns
usually include:
(1) Treaties are typically negotiated by the Executive
Government, as the modern manifestation of the Crown. They
may or may not reflect the will of the people, expressed
by their representatives in Parliament;
(2) The processes of ratification are often imperfect.
In Australia, for example, the Federal Government deposited
the instrument of accession to the first Optional Protocol
to the ICCPR before tabling the instrument
in Parliament. This was described by one observer as "extraordinary
... without any public debate or even public awareness of
its existence, let alone its scope and significance"
75
. There is now, in Australia, a lively discussion of the
need to improve the procedures for the ratification of international
treaties and to provide for pre-ratification scrutiny by
the Federal Parliament 76
;
(3) In federal countries special concern has been expressed
that the ratification of international treaties may be used
as a means to undermine the distribution of powers between
the Federal and State legislatures in a way never contemplated
by the drafters of the Constitution
77 . One reason advanced
for awaiting legislation to introduce an aspect of international
law into domestic law in a federation, is that such a course
will permit the constitutional validity of the statutory
introduction of the norm to be tested in the courts;
(4) Then it is suggested that judicial introduction of
human rights norms may divert the community from the more
open, principled and democratic adoption of such norms in
constitutional or statutory amendments which have the legitimacy
of popular endorsement. The recent exposition by the High
Court of Australia of fundamental rights to be implied from
the nature and purposes of the Australian Constitution
has sometimes been criticised on this ground
78 . Those who hold
to this view urge that it would be preferable to engage
in a candid national debate and to accept openly an enacted
Bill of Rights rather than to accept such a development
from the judiciary;
(5) Some commentators have also expressed scepticism about
the international courts, tribunals and committees which
pronounce upon human rights. They assert that they are typically
made up of persons from legal regimes quite different from
our own. In R v Jeffries
79 Justice Richardson,
in New Zealand, observed that, whilst the jurisprudence
of Canada in the area of human rights and that of the European
Court of Human Rights have offered undoubted assistance
in the interpretation and application of the New Zealand
Bill of Rights Act , New Zealand should nonetheless
be wary. It should not forget its own legal and social history
which has disdained federation and, so far, has declined
to accept an entrenched statement of rights with overriding
constitutional force;
(6) To similar effect, critics have pointed to the generality
of the expression of the provisions contained in international
human rights instruments. Of necessity, these are expressed
in language lacking in precision. This means that those
who use them may be tempted to read into the broad language
what they hope, expect or want to see. Whilst the judge
of the common law tradition has an indisputable creative
role, such creativity must be restrained. It must proceed
in a judicial way. It must not undermine the primacy of
democratic law-making by the organs of government, directly
or indirectly accountable to the people
80 ; and
(7) Finally, the world, in the matter of rights protection,
is by no means monochrome. We are now at pains to protect
the bio-diversity of fauna and flora. The principle of self-determination
of peoples is a reflection of the fundamental right of every
people to be governed in a way acceptable to a majority
of the population. It would be ironic if the advance of
international human rights principles were to undermine
the variety of human legal systems and democratic accountability
which is itself an important right which courts should loyally
respect 81
.
SUPPORT FOR THE BANGALORE PRINCIPLES
As against the foregoing considerations, the supporters
of the Bangalore Principles point to a number of
factors which must be kept in mind in the evolving jurisprudence
to which Justice Cooke referred in Tavita
82 :
(1) The Bangalore Principles do not undermine
the sovereignty of national law-making institutions. They
acknowledge that if those institutions have made (by constitutional,
statutory or common law decision) a rule which is unambiguous
and binding, no international human rights principle can
undermine or overrule the applicable domestic law. To introduce
such a principle requires the existence of a gap in the
common law or ambiguity in a local statute. Then, by direct
legislation or indirect introduction by the judicial branch
of government, the principle can be imported into the law
of the sovereign country. Far from being a negation of sovereignty,
this is an application of it;
(2) The process which the Bangalore Principles
endorse is, in a sense, as Justice Brennan described it
in Mabo , an inevitable one. As countries, such
as New Zealand and Australia, by subscription to the
First Optional Protocol , submit themselves to the
external scrutiny and criticism of their laws by the United
Nations Human Rights Committee, the result must be addressed.
If a domestic law is measured and found wanting, a country
must bring its law into conformity or be revealed as a participant
in human rights "window-dressing";
(3) Modern notions of democracy are more sophisticated
than formerly. They involve more than the reflection in
law-making by the will of the majority, intermittently expressed
upon a broad range of issues at elections. Now, it is increasingly
appreciated that the legitimacy of democratic governance
depends upon the respect by the majority for the fundamental
rights of minorities 83
. Therefore, insofar as courts give effect at least to fundamental
rights, they are assisting in the discharge of their governmental
functions to advance the complex notion of democracy as
it is now understood;
(4) So far as federal states are concerned, their constitutions
do not stand still. The view has been expressed that a federal
parliament and government is a trustee for the international
standards of the world community in which it is the responsibility
of the federal polity to be the nation's voice
84 . The power of
a constitutional court to strike down excessive laws and
to measure all laws against the standards of the Constitution
as understood from time to time, ensure that such laws
meet the requirements of constitutionality. But federal
constitutions must themselves adapt to the world in which
the federal state now finds itself. This, indisputably,
is a world of increasing interrelationships in matters of
security, economics and of human rights. Judges, no more
than legislatures and governments, can ignore this international
reality within which their courts and law operate;
(5) Giving effect to international law where a country
has formally ratified a relevant treaty, does no more than
give substance to the act which the executive government
has taken. The knowledge that the judicial use of international
law in this way is now becoming more frequent may have the
beneficial consequence of discouraging ratification where
there is no serious intention to accept, for the nation,
the principles contained in the treaty;
(6) The international impact upon local law is already
occurring happening outside the judiciary. For example,
international human rights principles are being introduced
into domestic law by express legislation
85 . Sometimes that
legislation follows determinations of a relevant international
body, as was the case of the recent Australian statute:
Human Rights (Sexual Conduct) Act 1994 (Cth). That
Act followed the decision of the United Nations Human Rights
Committee in determining a complaint by Mr Nicholas Toonen
against Australia in respect of the Tasmanian laws on homosexual
offences. Similar laws had been repealed everywhere else
in Australia 86
. Given that other branches of government are giving effect
to international human rights law, it is scarcely surprising
that the courts, as a branch of government, are also taking
such law into account in appropriate cases and in permissible
circumstances; and
(7) The developments just described are hardly surprising
or threatening, at least to judges and lawyers of the common
law tradition. The basic international human rights instruments
were, for the most part, drawn up by lawyers of that tradition.
In countries such as Australia, Britain, Canada, India,
New Zealand and Sri Lanka, their concepts are enshrined,
to varying extents, in constitutional, statutory or common
law principles. It is the jurisprudence which is now collecting
around these broad concepts that is often helpful in facing
the kinds of problems which societies must solve today.
That is why it is appropriate and useful for the common
law now to modify its earlier monistic principle of strict
separation of international and domestic law. It is timely
that a rapprochement between these systems of law
should be gradually developed. As we enter a new millennium
where there will be increasing international law of very
kind, it is part of the genius of the national legal systems
that the courts should have found a way to take cognisance
of international jurisprudence in appropriate circumstances
and by orthodox and familiar techniques of reasoning.
TOWARD THE NEW MILLENNIUM
As international law grows in quantity, subject matter
and importance, it is both inevitable and proper that national
legislatures will seek (where their Constitution does not
already so provide) that they have a more effective say
in the consideration of ratification
87 and in their impact
on domestic law. The task of reconciling the growing body
of international law with the domestic legal system remains
an important and acute one. In the process of reconciliation,
the three branches of government have their respective functions
to perform. The judicial branch can scarcely ignore the
developments of international law relevant to the cases
before them. In the matter of fundamental human rights of
universal application, it is inevitable, as Justice Brennan
said in Mabo 88
that the influence of international law will grow and the
rapprochment between the two systems will continue.
As an internationalist and a fine scholar, teacher and
practitioner of the law, Judge Weeramantry must look upon
these developments with satisfaction. Once it was said that
the law followed the flag. Now, international law is everywhere.
Its influence increases. In part, that process is the result
of the fine and scholarly work of the International Court
of Justice itself. But it cannot be left to the International
Court alone. Or even to the other international tribunals
and personnel. The judges of national courts, and the lawyers
who assist them, must make their contribution. Doing so
is natural and appropriate to the world we live in. It calls
forth the same vision evidenced by Judge Weeramantry throughout
his long and distinguished professional life. His contribution
points us in the direction of the new millennium. It will
be a time when the reconciliation of the two systems of
law - national and international - will be completed and
the dream of effective global law and international institutions
accomplished.
| 1 |
Parts of
this contribution appeared in an earlier form in the
paper by the author "The Impact of International
Human Rights Norms: 'A Law Undergoing Evolution'"
(1995) 25 Western Australian L Rev 1.
|
| 2 |
Justice of the High
Court of Australia. President of the International Commission
of Jurists. Formerly Special Representative of the Secretary-General
of the United Nations for Human Rights in Cambodia.
|
| 3 |
Clarendon, Oxford, 1994 at 205.
|
| 4 |
Loc cit.
|
| 5 |
Serbian and Brazilin Loans Case (1929) PCIJ,
Ser A Nos 20-1 pp 18-20; Nottebohm Case , [1959]
ICJ Reps 4 at 20-1.
|
| 6 |
J Frowein, 'Treaty-Making Power in the Federal Republic
of Germany' in F Jacobs and S Roberts (eds) The
Effect of Treaties on Domestic Law (1987) at 63.
|
| 7 |
P Pescatore, 'Treaty-Making by the European Communities',
in Jacobs and Roberts (eds) The Effect of Treaties
in Domestic Law (1987) 171 at 191.
|
| 8 |
R Higgins, above n 1, at 206-7.
|
| 9 |
R Higgins, above n 1, at 207.
|
| 10 |
C G Weeramantry, "The International Court of
Justice in the Age of Multiculturalism", Inaugural
Memorial Lecture in honour of Judge Nagendra Singh,
Manuscript, 22 January 1996 at 27.
|
| 11 |
F G Brennan, Fiftieth Anniversary of the International
Court of Justice, Opening of Colloquium in Papers
of the Colloquium published by the Australian Branch
of the International Law Association pp 7-17.
|
| 12 |
(1969) 122 CLR 177 at 186, 190, 201, 214; and see
215-216.
|
| 13 |
(1975) 135 CLR 337 at 451-452, 454, 466, 475, 500-501.
|
| 14 |
(1977) 138 CLR 346 at 387.
|
| 15 |
[1969] ICJ Reports 3.
|
| 16 |
[1951] ICJ Reports 116; [1952] 1 TLR 181.
|
| 17 |
(1982) 153 CLR 168 at 205, 219.
|
| 18 |
(1992) 175 CLR 1 at 40-41, 181-182.
|
| 19 |
(1985) 159 CLR 70 at 128, 129, 135-136.
|
| 20 |
[1966] ICJ Reports 3.
|
| 21 |
(1935) Ser A/B No 64.
|
| 22 |
[1971] ICJ Reports 16.
|
| 23 |
[1975] ICJ Reports 12.
|
| 24 |
[1970] ICJ Reports 3.
|
| 25 |
(1983) 158 CLR 1 at 222.
|
| 26 |
(1991) 172 CLR 501 at 559-560.
|
| 27 |
[1986] ICJ Reports 14. [1986] ICJ Reports 14.
|
| 28 |
[1986] ICJ Reports 14.
|
| 29 |
[1955] ICJ Reports 4.
|
| 30 |
A F Mason, "The Influence of International and
Transnational Law on Australian Municipal Law"
(1996) 7 Public Law Review 20 at 23. Cf J Crawford
and W R Edeson, "International Law and Australian
Law" in K W Ryan (ed) International Law in
Australia, 2nd ed, 1984, Sydney, 71 at 80-82.
|
| 31 |
(1992) 175 CLR 1 at 42.
|
| 32 |
See Convention 78/1980 in Selected Decisions of the
Human Rights Committee Under the Optional Protocol,
Vol 2, 23.
|
| 33 |
See generally C J Weeramantry, Nauru: Environmental
Damage Under International Trusteeship , OUP, Melbourne,
1992 noted (1992) 66 ALJ 762.
|
| 34 |
C G Weeramantry in Nagendra Singh Lecture above n
8, 6-7.
|
| 35 |
Ibid, 8 citing Gandhi.
|
| 36 |
See eg Velmurugu v Attorney General (1981)
1 Sri Lanka LR 406; Thadchanamoorthi v Attorney-General
FRC (1) 129 noted H Hannum, "The Status of
the Universal Declaration of Human Rights in National
and International Law" 25 Georgia J Int'l and
Comp L 287 at 300 (1996).
|
| 37 |
Quoted in Chow Hung Ching v The King (1948)
77 CLR 449 at 477.
|
| 38 |
Ibid.
|
| 39 |
Koowarta v Bjelke-Petersen (1983) 153 CLR
168, 224-225: see comment by P J Downey "Law and
the International Year of the Family" [1994]
NZ Law Journal 433-434.
|
| 40 |
M D Kirby, "The Australian Use of International
Human rights Norms: From Bangalore to Balliol - A View
from the Antipodes" (1993) 16 UNSW L Journal
, 363.
|
| 41 |
Bangalore Principles , Principle 4: see
(1988) 14 Cth Law Bulletin 1196. Cf (1988)
62 Aust L Journal 531.
|
| 42 |
Ibid, Principle 7.
|
| 43 |
Eg Jago v District Court of NSW (1988) 12
NSWLR 558; Samuels JA, 580. Cf Young v Registrar
[No 3], (1993) 32 NSWLR 62 per Powell JA, 291-293.
|
| 44 |
[1976] 1 QB 198, 207.
|
| 45 |
(1992) 175 CLR 1 at 42.
|
| 46 |
Ibid, 42. Cf R v Dietrich (1992)
177 CLR 292, 330, 337, 365. See G Triggs, "Customary
International Law and Australian Law" in A J Bradbrooke
& A J Duggan (eds) The Emergence of Australian
Law (Sydney: Butterworths, 1989) 376, 381; B F
Fitzgerald, "International Human Rights and the
High Court of Australia" (1994) 1 JCU L Rev
78.
|
| 47 |
[1992] 1 QB 770.
|
| 48 |
[1993] AC 534.
|
| 49 |
[1992] 1 QB 775.
|
| 50 |
Id, at 812.
|
| 51 |
Id, at 830.
|
| 52 |
(1994) 33 NSWLR 680.
|
| 53 |
[1946] AD 999.
|
| 54 |
(1994) 33 NSWLR at 721.
|
| 55 |
Id, at 699.
|
| 56 |
Cf M Mulgan, "Implementing International Human
Rights Norms in the Domestic Context: The Role of a
National Institution" (1993) 5 Canterbury L
Rev 235; J Craig, "The 'Bill of Rights' Debates
in Australia and New Zealand - A Comparative Analysis"
(1994) 8 Legal Studies 67. Cf R v Goodwin
[1993] 2 NZLR 153 at 168.
|
| 57 |
[1992] 3 NZLR 260.
|
| 58 |
Id, 270.
|
| 59 |
[1994] 2 NZLR 257.
|
| 60 |
Ibid. See B O'Callaghan 'Note: Tavita
v Minister for Immigration' (1994) 7 Auckland
Uni L Rev 762, 764. See now, in Australia,
Minister for Immigration and Ethnic AffairsTeoh
(1995) 183 CLR 273. The High Court of Australia warned
against "judicial development ... as a backdoor
means of incorporating an unincorporated convention
into Australian law" ibid 288, per Masonand
Deane
|
| 61 |
Eg Berrehab v Netherlands (1989) 11 EHRR
322; Beldjoudi v France (1992) 14 EHRR 801;
Lamgiundaz v UK [1993] TLR 483.
|
| 62 |
Cf Minister for Immigration and Ethnic Affairs
v Teoh (1995) 183 CLR 273 at 288.
|
| 63 |
See Cth Secretariat Developing Human Rights Jurisprudence
(London, 1991) where these instruments are collected.
|
| 64 |
Kirby, above n 38.
|
| 65 |
Daemar v Industrial Commission of NSW (1988)
12 NSWLR 358.
|
| 66 |
S & M Motor Repairs Pty Ltd v Caltex Oil
(Aust) Pty Ltd (1988) 12 NSWLR 358.
|
| 67 |
JagoDistrict Court of New South Wales (1989)
168 CLR 23 affirming (1988) 12 NSWLR 558.
|
| 68 |
Gradidge v Grace Bros Pty Ltd (1988) 93
FLR 414.
|
| 69 |
Cachia v Hanes (1991) 23 NSWLR 304.
|
| 70 |
Smith v The Queen (1991) 25 NSWLR 1 at 15.
|
| 71 |
Young v Registrar, Court of Appeal [No 3]
(1993) 32 NSWLR 262.
|
| 72 |
Eg Minister for Foreign Affairs v Mango
(1993) 112 ALR 529, 534; Premadal v Minister for
Immigration (1993) 41 FCR 117; Teoh v Minister
for Immigration (1994) 121 LR 436; Black CJ at
443.
|
| 73 |
Eg Re Marion (1990) 14 Fam LR 427, 449;
Re Jane (1988) 12 Fam LR 662.
|
| 74 |
Eg R v Greer (1992) 62 A Crim R 442;
R v Astill (1992) 63 A Crim R 148; R v Sandford
(1994) 33 NSWLR 172, 177, 185. Cf DPP (Cth)
v Saxon (1992) 28 NSWLR 263; Cannellis v Slattery
(1993) 33 UNSWLR 104 (reversed (1994) 181 CLR 309).
|
| 75 |
A Twoomey, The Procedure and Practice of Granting
and Implementing International Treaties, Parliamentary
Research Service Background paper No 27 (1995) 9. Cf
Aust Parl Joint Committee on Foreign Affairs, Defence
and Trade, A Review of Australia's Efforts to Promote
and Protect Human Rights (Canberra: AGPS, 1993)
25.
|
| 76 |
For the earlier Australian practice: see Hansard
(HR) 10 May 1961, 1693 (R G Menzies). For the proposals
of the present Australian Government see Treaty
Making Reforms, Discussion Paper, May 1996 and
Joint Statement by the Australian Minister for Foreign
Affairs and Minister for Justice, The Effect of
Treaties in Administrative Decision-Making 25 February
1997.
|
| 77 |
See eg M D Kirby "Human Rights: the International
Dimension", Aust Parl (Canberra, 17 February 1995).
|
| 78 |
Eg D Rose "Judicial Reasonings and Responsibilities
in Constitutional Cases (1994) 20 Monash L Rev
195; A Fraser "False Hopes: Implied Rights and
Popular Sovereignty in the Australian Constitution"
(1994) 16 Syd L Rev 213; L Zines "A Judicially
Created Bill of Rights?" (1994) 16 Syd L Rev
166.
|
| 79 |
[1994] 1 NZLR 290, 299.
|
| 80 |
Eg R v Dietrich, supra n 44 per Brennan
J at 323.
|
| 81 |
See eg Building Construction Employees &
Builders' Labourers Federation (NSW) v Minister for
Industrial Relations (1986) 7 NSWLR 372.
|
| 82 |
Supra n 57.
|
| 83 |
H Charlesworth, "Protecting Human Rights"
(1994) 68 Law Inst Journal (Vic) 462-463; C
Caleo, "Implications of Australia's Access to the
First Optional Protocol to the International Covenant
on Civil and Political Rights" (1993) 4 Public
Law Review 175.
|
| 84 |
H Charlesworth, "The Australian Reluctance About
Rights" In P Alston (ed) Towards an Australian
Bill of Rights (Sydney: HREOC, 1994) at 53.
|
| 85 |
Eg Privacy Act 1988( Cth).
|
| 86 |
Toonen v Australia UN Doc CCPR/C/50/D/488/1992
(4 April 1994). For discussion, see A Funder, "The
Toonen Case" (1994) 5 Public Law Review
156; G Selvanera "Gays in Private: The Problems
with the Privacy Analysis in Furthering Human Rights"
(1994) 16 Adel L Rev 331-340; W Morgan, "Protecting
Rights or Just Passing the Buck?" (1994) 1
Aust J Human Rights 409.
|
| 87 |
Cf eg Treaties (Parliamentary Approval) Bill (1996)
(GB) [Bill No 27 HL].
|
| 88 |
(1992) 175 CLR 1 at 42.
|